Composition

Music in the Modern Age


EDITOR’S NOTE: This book review is reprinted here with the gracious permission of
Modern Age where it first appeared in the Winter/Spring 2004 issue,
and in anticipation of the book’s new and expanded edition.

Surprised by Beauty: A Listener’s Guide to the Recovery of Modern Music, Robert R. Reilly, Washington, DC: Morley Books, 2002.

In his generous and beautifully written book, Robert Reilly leads us through the vast, largely unknown territory of twentieth-century music. The title recalls C. S. Lewis’s Surprised by Joy and the poem of the same name by William Wordsworth. The hero of the book is beauty. We are surprised by beauty – surprised because beauty in all its forms surpasses expectation and provokes wonder, and because the beautiful in music somehow managed not just to exist, but even to thrive in a century marked by brutal political ideologies and perverse intellectualism.

If the book has a hero, it also has its villain. This is serialism or the twelve-tone theory of Arnold Schoenberg (18741951), who exerted a tremendous influence over the minds and works of many modern composers. Schoenberg advocated the emancipation of the dissonance. In a defining document from 1941, he wrote: “A style based on this premise treats dissonances like consonances and renounces a tonal center.”1 Instead of using the traditional diatonic order of whole steps and half steps (the source of the ancient Greek and medieval modes, and of the modern major scale), the serial composer takes as his governing principle a row or series comprising all twelve chromatic tones within the octave.

Schoenberg believed that the resources of tonality had been exhausted and that the times demanded a “New Music” – by which he meant “My Music.”2 He also said that he had been “cured of the delusion that the artist’s aim is to create beauty.” How wrong he was about the presumed exhaustion of tonality is overwhelmingly shown in the many and varied tonal composers we meet in Reilly’s book. As for the supposed disease from which Schoenberg had recovered – the pursuit of the beautiful – these same composers show us that beauty in the twentieth century was alive and well, no thanks to the Dr. Kevorkian of music. As the book’s subtitle indicates, Western classical music is enjoying a period of genuine recovery. It is rebounding from the “imposition of a totalitarian atonality.”3

The general reader need not fear that the topics in this book are too technical for him, or that he lacks sufficient musical knowledge, or familiarity with the works under discussion, to follow the author’s lead. Reilly brings his impressive knowledge of music to bear on the most human of our human experiences with a refreshing clarity and personal directness. He speaks from the fullness of his great love of music and infects the reader with the surprise he himself felt in the discovery of modern beauties.

The book has a simple, humane design. Its various chapters can be profitably read in any order. A series of essays in the truest sense of the word, it is a book that begs for browsing. The main part is a series of short chapters devoted to twentieth-century composers, thirty-nine in all, arranged in alphabetical order. It begins with the American John Adams and ends with the Brazilian Heitor Villa-Lobos. Each chapter has a memorable title that aptly sums up the composer. Samuel Barber is part of a chapter entitled “American Beauty”; Edmund Rubbra is “On the Road to Emmaus”; and Ralph Vaughan Williams is an example of “Cheerful Agnosticism.” The alphabetical ordering makes for a wild ride across Europe and the Americas. Or, to use what is perhaps a more fitting image, reading through the chapters is like walking along a beach and picking up one exotic shell after another. We are amazed to discover just how much beautiful music from so many countries washed up on the shore of the last century.

Without making music a mere product of its time, place, and circumstance, Reilly nevertheless also reminds us of the living human soil, the soil of suffering and affirmation, out of which great music grows. He relates deeply moving events in the personal lives of modern composers, events that shaped their compositions. We also get to hear their own often astonishing revelations about music as a response to life. If you have never heard a single work by any of these composers, be assured that you will want to hear them all by the time you finish reading this book.

The chapters have a twofold purpose: they are both contemplative and practical. In his contemplative mode, Reilly puts forth crisp, thought-provoking reflections on the power of music, and on the relation music has to God, nature, and the human spirit. As a practical guide, he offers knowledgeable advice about what to listen to and in what order. Every chapter contains a list of recommended works, including valuable information on recommended performances and recordings. I have followed Reilly’s guidance and have listened to many of the pieces he discusses. As a relative newcomer to modern music, I was grateful for whatever help I could get, and can report that this book, in its practical purpose, works. Readers of all musical backgrounds and tastes will profit from the accuracy of the descriptions and judgments, and the reliability of the musical advice. One does not merely read this book, or even re-read it: one lives with it and shares it with music-loving friends. One reads, then listens, then reads again, and again listens, each time listening with more acuity and pleasure, each time falling under the spell of a beauty that surprises.

In his Preface, Reilly reminds us that more than music is at stake in the debate over Schoenberg’s theories and compositions – much more. The clearest crisis of the twentieth century, we are told, is the loss of faith and spirituality. Schoenberg’s dodecaphony and the rejection of tonal hierarchies were the musical outgrowth of this deeper pathology. The connection between atheism and atonality was summed up by the American composer John Adams, who said, “I learned in college that tonality died somewhere around the time that Nietzsche’s God died, and I believed it.”

The metaphysical implications of atonality are at the center of two concise essays that frame the journey through modern composers: “Is Music Sacred?” and “Recovering the Sacred in Music.” In the first essay, after a pointed discussion of the Pythagorean discovery that linked music with reason and nature, and the resultant idea of a “music of the spheres,” Reilly points to Saint Clement of Alexandria’s view of Christ as the “New Song,” and of the harmonious bond between “this great world” and “the little world of man.” Reilly then describes the falling away from these inspired ideas. He shows us not only what Schoenberg’s theory asserted, or rather denied, but also the cultivation of chaos (in the music of John Cage) that inevitably followed the denial of natural order.

The second essay depicts Schoenberg as a false Moses, who “led his followers into, rather than out of, the desert.” Speaking from the perspective of his deeply held Roman Catholic faith, Reilly offers an interpretation of how Schoenberg’s lack of faith rendered him incapable of finishing his opera, Moses and Aron. We also hear a moving account of three modern composers of demanding sacred music: Górecki, Pärt, and Tavener. Their most urgent message – the antidote to modern noise and restlessness – is Be still. Here Reilly defends the works of these composers against the charge that they wrote nothing more than “feel good mysticism.” The story of Górecki, whose music was a response to what Poland suffered under the Nazi and the Communist regimes, is harrowing and sublime. It shows us that modern man, with eyes wide open to the horrors of his age, need not yield his creative spirit to the mere expression of those horrors.

As a sort of appendix, there is a concluding section called “Talking with the Composers.” Here, Reilly relates fascinating conversations he has had with the writer and conductor Robert Craft (who conducted music by both Stravinsky and Schoenberg), and with the composers David Diamond, Gian Carlo Menotti, Einojuhani Rautavaara, George Rochberg, and Carl Rütti.

Especially revealing is the conversation with Rochberg, “the dean of the twelve-tone school of composition in the United States and the first to turn against it.” Rochberg gives an extraordinary insider’s perspective on the fatal limits of serialism. He complains of the loss of musical punctuation, by which the composer tries to capture meaning and expressivity: “What I finally realized was that there were no cadences, that you couldn’t come to a natural pause, that you couldn’t write a musical comma, colon, semicolon, dash for dramatic, expressive purposes or to enclose a thought.” Even more striking, he notes how the series of twelve-tones, once selected, kills off the possibility for openness and freedom: “Everything is constantly looping back on itself.” This is extremely interesting because, in the classical tradition, circularity was the hallmark of the divine, the sign of perfection and even of freedom.

The very diatonic order that Schoenberg rejected is itself circular or periodic – a fact most obviously present in the major scale. But the major scale has a natural directedness, while the twelve-tone row does not. Diatonic music is only apparently restrictive in its circularity: in fact, it promotes infinite tonal adventure. That is because, as most people can hear, it has a natural sounding flow, a freedom most evident in Gregorian chant. Schoenberg’s circles are, then, the perversion of natural circles. They do not liberate but imprison. They are like the circles of Dante’s Hell – where, we recall, there is no music but only noise. In Rochberg’s exposé, we come to realize the unmitigated tyranny of twelve-tone composition. We see how the creator of musical value is ultimately the slave of his tone-row creations. Serialism thus becomes a parable for modern times, a cautionary tale about the rage for autonomy.

Schoenberg did not just reject tonality: he denied that tonality existed “in Nature.” His desire was “to demote the metaphysical status of Nature.” The rage for autonomy must always be at odds with nature. Nature sets a permanent, insuperable limit to the human will. One cannot change what is. And if, in addition, what is is hierarchical and normative, as the classical tradition asserted, then nature is not just insuperable but authoritative: it is not only the thing you cannot change but also the thing you ought not change, the good. It is Schoenberg’s metaphysical negativity, the denial not of the mere use but of the naturalness of tonality, that makes his ideological transformation of music so devastating and, to the proponents of radical autonomy, so attractive.

As we see from the opening essay, nature is the beautifully ordered whole of all things, what the ancient Greeks called a cosmos.4 Before Nietzsche’s death of God there was the death of cosmos – death in the sense that, with very few exceptions (Kepler and Leibniz), cosmos came to be what C. S. Lewis called a discarded image, an idea that had ceased to govern and inspire the European mind. Many busy hands contributed to this death, and it is important to identify the executioners if we are to appreciate the full force of the recovery of nature in its traditional sense.

The first step was the nominalism of William of Ockham. This reductionist theory effectively paved the way for modern skepticism regarding essences and universals, that is, natures. Then there was the formidable new science of Bacon and Descartes, which rejected final causes and natural placement in favor of mastery and possession: nature was something to be engineered rather than imitated. But it was Pascal who administered the coup de grace in the death of cosmos. With Blaise Pascal, man was no longer “placed” within an ordered whole. Instead, he was trapped between the infinitely little and the infinitely big. Nature was not a cosmos but an infinite universe inspiring fear, not love: “The eternal silence of these infinite spaces fill me with dread.”5 Pascal’s emotive imagery did what Cartesian science could not: make the denial of cosmos seem profound.

One of the biggest surprises in Reilly’s book is the sheer number of modern composers who have devoted themselves to nature in the older, classical sense. Most striking in this respect are the Scandinavian composers. When Sibelius (18651957), Nielsen (18651931), and Holmboe (19091996) respond to nature, they are not filled with terror. Nor do they hear eternal silences. For them the natural world is just as spacious and awesome as it was for Pascal, but it is filled with music rather than silence. The music of Sibelius is “a revelation of nature in all of its solitary majesty and portentousness.” Nielsen defies the moribund expression of angst and ennui with music that “can exactly express the concept of Life from its most elementary form of utterance to the highest spiritual ecstasy.” And Holmboe, the most overtly cosmic of them all, affirms that music enriches us only when it is “a cosmos of coordinated powers, when it speaks to both feeling and thought, when chaos does exist but [is] always overcome.”6

Nature, for Reilly, is not the highest point of our journey, either through music or through life. As we read in the book’s opening essay, “With Christianity the divine region becomes both transcendent and personal because Logos is Christ. The new goal of music is to make the transcendent perceptible.” The transcendent is that which goes beyond nature and human reason. It is the supernatural realm of grace. This higher realm of grace, as Aquinas so beautifully puts it, “does not destroy nature but brings it to perfection.”7 The beautiful in music, far from being cancelled in the move from nature to spirit, now finds its highest vocation. Like Dante’s Beatrice, it is the grace-like shining forth of the transcendent within the natural, the eternal within the temporal. In this transition from beauteous nature to transcendent grace, the reader’s odyssey through modern music becomes a pilgrimage. We hear the most astounding claim about music and transcendence from Welsh composer William Mathias. Defying the usual view that music as the temporal art par excellence is delimited by temporality, Mathias is reported to have said, “Music is the art most completely placed to express the triumph of Christ’s victory over death – since it is concerned in essence with the destruction of time.”

Some of the greatest beauties we discover in our musical journey through the last century are works by Christian composers. Reilly is eager, however, to acknowledge the inspired products of agnostics like Vaughan Williams and Gerald Finzi. Indeed, the agnostic lovers of beauty are interesting precisely because they offer an example of man’s continual hunger for spiritual food. The most memorable entry in the lists of the faithful is Frank Martin. This is the Calvinist composer whose religious works offer a “Guide to the Liturgical Year.” Martin is the exact opposite of Schoenberg. One reason is that this highly sophisticated Swiss composer dared to write simple, even childlike music “that goes directly to the heart.” Another is that he pursued anonymity to an amazing degree: “While listening to his religious music, one never thinks of Martin.” This is a composer you cannot imagine talking about “My Music.”

More than anything else, Surprised by Beauty makes us glad. We rejoice that there are still those for whom music has a spiritual meaning, that a ferocious love of beauty is still alive in the great works of modern composers, and that this love, to quote from the title of Nielsen’s Fourth Symphony, seems to be inextinguishable.

Endnotes

1 “Composition with Twelve Tones,” in Style and Idea, Selected Writings of Arnold Schoenberg, Berkeley, 1975 [Reilly, 217]. Whereas tonal music is hierarchical, twelve-tone music is egalitarian: all the tones in the twelve-tone row must be given equal emphasis, “thus depriving one single tone of the privilege of supremacy.” (Reilly, 246)
2 Schoenberg’s preoccupation with himself is revealed in the titles to some of his writings: “The Young and I” (1923), “My Blind Alley” (1926), “My Public” (1930), “New Music: My Music” (c. 1930).
3 Schoenberg disapproved of the term atonal. He said that calling his music atonal was like calling flying the art of not falling, or swimming the art of not drowning. In the end, however, he resigns himself to the term, saying: “in a short while linguistic conscience will have so dulled to this expression that it will provide a pillow, soft as paradise, on which to rest” (Style and Idea [210]).
4 An essential feature of cosmos is the differentiation of things according to kind. The diatonic order, as opposed to the twelve-tone bag of elements, preserves the kind-character of the different intervals generated from the order. Experience informs us that the perfect fifth, for example, is different in kind from the major third. Twelve-tone music renders this difference in kind meaningless. It would have us live in a world without character.
5 The thought of Pascal and his eternal silences brings to mind the amazing poem by Baudelaire, Rêve Parisien, in which the poet fantasizes about a purely visual world : Tout pour l’oeil, rien pour les oreilles! It must be noted that for Pascal and Baudelaire, a world without sound or music, while terrifying, is also strangely attractive.
6 Jacques Maritain helps us steer clear of thinking that the composer’s love of nature is a slavish act of imitation. He writes: “Artistic creation does not copy God’s creation, it continues it …. Nature is essentially of concern to the artist only because it is a derivation of the divine art in things, ratio artis divinae indita rebus. The artist, whether he knows it or not, consults God in looking at things” (Art and Scholasticism, New York, 1962 [6061].
7 Summa Theologica, First Part, Question 1, Article 8.

Business

Interpretation: A Case for a Broad Perspective


EDITOR’S NOTE: This essay is reprinted here with the gracious permission of the author. It first appeared on Reichel Recommends: The Arts in Utah and Beyond.

How wonderful it would be to be able to hear Beethoven’s Fifth Symphony exactly as it was heard at its premiere! Or would it?

Let’s picture it. It’s December 1808. You live in a tidy hamlet a few miles from the center of bustling Vienna. Though it has been a few years since you’ve gone to a symphony concert, you enjoy the music of leading composers like Hummel, Reicha, and Weber. The loudest sound you ever heard was thunder from that storm in the summer of 1806, but that doesn’t really count. Your biggest manmade bang was the local 18-piece military band that plays on the town green on holidays.

Of course, as a music lover, you sing in your parish choir and play duets and trios at home with the family (you on piano, and assorted family members doing the vocalizing). You are partial to Mozart’s concert arias, though they are the devil to get through unscathed.

The only music that is possible for you, or anyone in the world, to hear is live, face-to-face. That makes life pretty quiet. The cows low in the field on the hill, the goldfinches chirp in the linden tree in front of your house, the easy flow of the brook gurgles behind it. At night, sometimes you can hear loud talk from the tavern on the corner, but otherwise from dusk until dawn life is essentially silent.

You’ve heard about this rascal, Beethoven! How he’s terrorized Viennese society with his erratic behavior and avant garde music. You’ve thrown up your hands attempting to play through one of his piano trios, and as far as his string quartets are concerned – well, forget them because they are incomprehensible.

But you’re curious and want to keep an open mind, and even though it’s a frigid day you’ve decided to make the hour-long trip into the heart of Vienna to hear the premiere of his Fifth Symphony at the Theater-an-der-Wien. As you enter the city center, the noise level increases along with the urban energy. The commotion of horses and carriages, merchants, and shoppers, upsets the tranquility of your accustomed existence but adds to your growing excitement. You arrive at the concert hall where there is a continuous, low hum of anticipation among the throng.

You find your way through the cavernous, candlelit hall to your seat in the balcony. In the unheated building it’s not quite as cold here as down below in the orchestra section where the audience, which will stand through the entire concert, huddles together for warmth. While you wait for the performance to begin you wonder why it takes Beethoven so much longer to write a symphony than other composers – a mystery to you because from everything you’ve been told, his symphonies are rough around the edges, disconnected, and make an altogether unpleasant noise. The program, which Beethoven himself is conducting (though it’s well-known he’s hard of hearing), is as crazy as the man himself: the Sixth Symphony, one of his concert arias, the Gloria from his Mass in C, and his Fourth Piano Concerto, which Beethoven will perform himself. That’s the first half.

By intermission you’re exhausted and have to go to the bathroom. You’re inclined to go home, but because going to the symphony is such a rare event and you’ve paid royally for a ticket you decide to see it through to the bitter end of the program, which after the Fifth Symphony will include two more movements from the Mass, an improvisation on piano by Beethoven, and finally his Choral Fantasy.

With stolid determination, after intermission you return to your seat. To your surprise you see not only the usual musicians on stage, you see three trombonists, and, is it really? Yes, a piccolo player! To your knowledge none of these instruments has ever been used in a symphony orchestra! What could the madman have up his sleeve? You think optimistically, these are the instruments you’ve heard in the village band. Maybe this new symphony will have the marches and beloved landler you enjoy so much. Maybe this symphony won’t be so bad, after all. You lean forward in your seat, anticipating a downbeat as pleasantly bucolic as the beginning of the Sixth Symphony you heard only two hours before.

Those first four notes!! You are thrown back against your seat. No symphony has ever started like this. The strings, all in unison, playing with driven intensity. It feels like the loudest noise you have ever heard. Not just in a concert hall. Anywhere. In your life. The intensity. The power. The maniacal repetition of those four notes. The four notes that will become the most famous in music history. And on and on it goes. At times the orchestra almost has to stop playing because the music is so radically different and difficult. As you will find out later, this is not really so surprising because the musicians had only one rehearsal.

Now, let us jump forward 200 years and compare our perception of classical music relative to the world around us now. Today, noise is our constant companion. Mechanical noise, industrial noise, crowd noise, workplace noise, iPods, YouTube, television, radio, you-name-it-noise. Noise from cars, buses, planes, trains, subways. Noise disguised as music surrounds us from elevators to supermarkets to sports stadiums in decibel levels corrosive to our hearing, tranquility, and mental well-being. Noise is non-stop.

And what has happened to concert music and musical instruments since Beethoven’s time? What is the single similarity in the evolution of every orchestral instrument from the piano to the violin to the flute to the trumpet? Answer: They have progressively become louder, with greater ability to project sound. (Many would say with a more beautiful sound as well.) Why? Because concert halls got progressively bigger in order to seat more people. And why were bigger concert halls necessary? Because composers, beginning well before Beethoven, wrote symphonies drawing upon more and more musicians and a greater variety of instruments. Berlioz wanted an orchestra of 400 musicians.  Mahler’s Eighth, “The Symphony of A Thousand.” And why did composers do that? Ah hah! Because that’s what listeners wanted to hear.

Let’s go back to our premiere of Beethoven’s Fifth and approach it from our 21st century perspective. Beethoven had an orchestra of 50 musicians, give or take. Their individual level of playing is somewhat spotty. Probably they sounded like a decent college orchestra. The horns and trumpets were valveless, meaning the ability to play all the notes of the scale were significantly limited and those chromatic notes that were attempted were difficult to play in tune and with full tone. The string players played on instruments that had significantly less power than instruments you hear today. (In a nutshell, virtually all string instruments that were made until the mid-19th century and are still in use have been substantially restructured in order to provide the projection and brilliance we are enamored of today. A new bass bar, a re-angled neck, a re-contoured and lengthened fingerboard and corresponding bridge, metal and/or synthetic strings constitute a few of these changes. Even the design of bows changed radically in the mid-1800s to be able to produce greater intensity of sound.) So in this regard alone, the shock and awe of the premiere of Beethoven’s Fifth would be reduced to milquetoast.

Now is a good time for me to rephrase the original question: Do we really want to hear Beethoven’s Fifth as it was heard at its premiere? Do we want to listen to 50 unevenly trained musicians, give or take, playing for four hours on weak instruments that are hard to play, in an unheated concert hall conducted by a deaf man on one rehearsal?

Let’s take a look at the issue from another angle: performance practice. These days there are a group of wand’ring minstrels (usually conductors) who travel throughout the world cloaked in a banner on which they’ve emblazoned the words “Historically Informed.” They give performances purported to be authentic reenactments of music from the 18th and early 19th centuries. We’re supposed to pay reverent homage to these musicians for their painstaking research and to feel the didactic thrill of their cause.

First of all, any professional musician worth his salt is historically informed, and for a small group to claim exclusivity to common knowledge about performance practice conveys a public misperception at best and is an insult to the majority of performing musicians at worst. One reason I have trouble with this brand of music-making is that purveyors of H.I. performances tend to cherry pick from the available historical record, satisfying their own personal preferences while claiming to be the real deal.

Here’s one example. For decades there’s been a heated debate over whether or not string players should play music up through the time of Beethoven with vibrato (the rapid oscillation of the finger on a given note, which provides a unique luster to the tone).  There was even one H.I. conductor I worked with who went so far as to say that music by a composer as late to the table as Mendelssohn should be played without vibrato whatsoever. (Just think about the Mendelssohn violin concerto for a moment.  What is wrong with this picture?)

If scholarship on this tempest-in-a-teapot issue was ironclad, then maybe the H.I. crowd would have a point. But the fact is that every contemporary tome from the period in question that I’ve been able to lay my hands on says not only that vibrato was used in those bygone days, but should be used! In 1542, barely a moment after the violin’s umbilical chord had been cut from its viol ancestors, we have the first documentation of vibrato, strongly suggesting that the practice was already a prevalent component of technique. [Silvestro Ganassi, Regola rubertina (Venice 1542, 1543) pt. 1, ch. 2]  The use of vibrato for expressive goals is described by no less a virtuoso than the 18th century Italian violinist and scholar, Giuseppe Tartini, composer of the great “Devil’s Trill” Sonata [Traité des Agréments, 1771].

And here’s a quote from Francesco Geminiani’s The Art of Playing on the Violin, from 1751. Geminiani, by the way was, along with Tartini was one of the greatest violinists in Europe and a first-rate composer, and he was invited to perform personal recitals for King George with no less a figure than George Frederick Handel as his accompanist. This is what Geminiani had to say about the technique and nature of vibrato:

To perform it you must press the Finger strongly upon the String of the Instrument, and move the Wrist in and out slowly and equally, when it is long continued swelling the Sound by Degrees. Drawing the Bow nearer to the Bridge, and ending it very strong, it may express Majesty, Dignity, etc. But making it shorter, lower, and softer, it may denote Affliction, Fear, etc. And when it is made on short Notes, it only contributes to make their Sound more agreeable and for this Reason it should be made use of as often as possible.

You would think it would be hard to dispute this clear documentation of the importance of vibrato. Nevertheless, once upon a time I got into a debate – okay, it was an argument – with an H.I. conductor du jour about vibrato. He kept insisting that we play totally without vibrato (which, for many reasons too boring to go into here, makes our modernized instruments sound pretty lousy). When I said to this erstwhile maestro that I had read in the New Grove Dictionary of Music and Musicians that it seemed clear our 18th century colleagues played with vibrato, he told me – disdain clearly evident – that I thoroughly misunderstood Geminiani’s meaning, and that I needed to read it in its original Italian. Feeling chastened, I went straight to the primary source, and with more amusement than outrage, discovered that Geminiani, having spent most of his life in merry old England, published The Art of Playing on the Violin in English.

Many H.I. sorts gleefully point to Leopold Mozart’s admonition against playing with too much vibrato, which he called a “tremble:”

There are some players who tremble at every note, as if they had a chronic fever.  One should use the tremolo (vibrato) only in those places where Nature herself would produce it. [A Treatise on the Fundamentals of Violin Playing, 1756]

Question: Who is Leopold Mozart? Primarily, he was the sperm donor of Wolfgang, and, if not for this lucky break would have been relegated to the backwater of music history. Leopold Mozart was a capable court musician in the (then) cultural boondocks of Salzburg, Austria. He wrote a good amount of inoffensive music and a well-pored-over method book on string playing. He is also famous for relentlessly badgering his genius son not to compose music that was complicated, emotional, or thought-provoking for fear it would alienate the hoity-toity aristocracy, thereby preventing Wolfgang from obtaining a full-time position, thereby preventing Leopold from receiving a comfortable retirement plan. And who out there, may I ask, can confidently locate “those places where Nature herself would produce” her tremble?

So first of all, whose opinion do you trust?  The internationally renowned Francesco Geminiani, or the provincial country bumpkin, Leopold Mozart? Second of all, what does Papa Leopold’s admonition really mean? If he says that you shouldn’t play with too much vibrato, then it would strongly suggest that… Yes, you guessed it! Musicians played with a lot of vibrato. Grumpy old Leopold didn’t like its popularity because “when I was a boy…”.

Sorry to go on ad nauseum about vibrato. Time to move on to a different thought. How many of you have traveled through a hilly country like England or Italy? Have you noticed the change in people’s spoken accent when you wend your way from one village to another? Hell, you go from Brooklyn to the Bronx and it’s like another language. Now, go back two or three hundred years, when the sole possible means of verbal communication was person-to-person and most people rarely left the confines of their natal valley. Just imagine how much that linguistic phenomenon would be magnified! Don’t forget, it wasn’t until Italy’s unification in 1870 that they started thinking about a national language.

My point is, do you really think that there was only one way to play music in that day and age? Do you really think no one (or everyone) played with vibrato? My guess is that the variety of techniques and interpretations was much more vibrant, colorful, and creative than it is now, when easy international travel and instantaneous mass media give us a thoroughly homogenized concept of what well-played music is “supposed” to sound like. So much for the orthodoxy of the Historically (Mis)Informed.

It may sound like I’m arguing for gut instinct over study and scholarship, for loud over soft, for anything goes over good taste. Far from it (though it must be said that some of our greatest artists succeeded admirably by relying on playing “from the heart”). I’ve learned immensely from studying original manuscripts and early editions of Vivaldi and Mozart, of Bach and Beethoven. I’ve read invaluable books about baroque and classical music performance style. I’ve talked to experts about which ornaments are appropriate to French baroque music and which are appropriate to German or Italian. I’ve worked with inspiring conductors, including period music specialists like Trevor Pinnock, who are not only scholars but also exhilarating musicians. The point is that, as it was for my colleagues of yesteryear, good musicianship boils down to that indefinable sense of what will move the audience. You, as a performer, decide what’s special and unique about the piece you are performing, and about every note that comprises it; not whether it conforms to a certain pre-determined (and not necessarily correct) template of what is stylistically “authentic.” Besides, since the only recording technology from bygone days is the printed page, no one today can claim with certainty what “authentic” sounds like. You study the score in as many ways possible, you consider its historical, cultural, and biographical contexts, you consider the implications of the piece’s structure, its harmonic logic, its contrapuntal and motivic invention. You make thousands of judgments to determine what you think is the most compelling way to perform a piece of music, and if you do that beautifully and it grabs enough listeners, you’ll have done your job.

Ultimately, here’s the real question: Do you want to experience what the audience heard at the premiere of Beethoven’s Fifth, or do you want to experience what they felt? I’ll take the latter any day.

Education

An Amateur’s Week with Beethoven’s “Harp” Quartet


What a treat it is for a group of amateur string players, busy in their everyday lives, to spend a week in a far-off place and inundate themselves in practice and education concerning a single piece of music and its composer – the sort of exercise usually reserved for professionals.

Beethoven wrote his E-flat Major Quartet (Op. 74), known as the “Harp” in 1809, just after he finished the Sixth Symphony and at about the same time that he wrote the Emperor Piano Concerto. String quartets were considered, together with piano concertos and symphonies, to be the peak of musical creativity, and Beethoven was already in the highest strata of quartet composers. He had broken out of the Haydn-Mozart mold, after finishing the last of the six Op. 18s, with his three Op. 59s. The next, Op. 74, was viewed as even more avant-garde than the 59s, and while he was busily putting on the finishing touches, the French were shelling Vienna, and soon afterwards Napoleon occupied the city. Beethoven thought that a good thing.

Those were just a few of the things about Beethoven and his tenth quartet discussed in a week-long amateur symposium and sort of master class that I attended in January in Krakow, Poland. Between time spent learning the history and structure of the work, we spent many hours in coaching sessions with exquisite musicians. What do amateurs – all fairly serious ones, but also people who make their living outside of the music world – glean from such a week, inundated in the particulars of one piece of music and its composer?

First is appreciation for the vast amount of thought and work that it takes to produce such a piece – to compose it, to play it competently, and to listen to it played the way Beethoven very probably had in mind when he wrote it. Second is to learn about how the composer conceived of the piece, to the extent that anybody knows, and the sequence of events in Beethoven’s life that led to that point in his 39th year when he composed it. And third is, rather than to play a work the way most amateurs do, to really understand the piece and its structure in light of what Beethoven was trying to convey.

The organizers of the event and its coaches were members of the Manhattan String Quartet, all highly professional and accomplished musicians, and all people who were not only fun and interesting to spend a week with but who also performed the quartet for us in a wonderful 18th century palace. Jan Swafford, author of Beethoven: Anguish and Triumph (which I read on the plane on the way to Poland) was with us for much of the week as was David Clampitt, professor in the music department at Ohio State; their lectures added a great dimension to the week.

Why Poland – where Beethoven never set foot?

Krakow is the cultural and intellectual center of Poland, considered to be the most important city, historically, in Central Europe. It remains an unspoiled medieval treasure, home to Poland’s largest and most prestigious university, great museums, a stunning castle high on a hill above the old city, and a medieval cathedral where Bishop Karol Józef Wojtyła presided before he was named Pope John Paul II in 1978. The Germans seized Krakow in 1939 as they roared through Poland on their way to Russia and made it their headquarters while they occupied Poland until the end of World War II. As the Allies started bombing Berlin in 1940, German scholars determined that it would be wise to move valuable treasures – paintings, sculptures, manuscripts, old books, and so on – out of Berlin to a place where they would be far from the fires that ultimately consumed most of the city. So they crated up tons of these treasures and moved them to, among other places, churches in small towns in Poland where they would be safe. At the end of the war, as Poland sunk into the Communist East Bloc and the Poles realized that the Communist leaders would likely pilfer the manuscripts if they were found, they moved over 500 wooden crates to the Jagiellonian University library in Krakow, where they remained secretly hidden for nearly fifty years.

When they were finally made public the Germans demanded that they be returned. No way, said the Poles. You brought them here and they are now ours to keep. So there they stayed.

The manuscript of Beethoven’s "Harp” Quartet.
The manuscript of Beethoven’s “Harp” Quartet.

 

A Bach manuscript.
A Bach manuscript.

Musicologists were astounded to find the original manuscripts of Beethoven’s Seventh, Eighth, and Ninth Symphonies, and several of his quartets along with Mozart’s Magic Flute, the Marriage of Figaro, and Cosi fan tutti, several symphonies and works by Bach, Mendelssohn, Schumann, Brahms, Schubert, and others.

There was also the manuscript for Beethoven’s “Harp” Quartet, which we examined (very closely), astounded that the scribbles that originated the piece could actually be this beautiful quartet, and at the evidence that Beethoven agonized over his creations – particularly as the manuscript was juxtaposed with one of Johann Sebastian Bach’s most famous pieces, which looked like it was whipped off in an hour or so.

Krakow is a long way away (and below zero in January) but what a treat it was, and what an education.

Education

The Virtue of Irrelevance


How many writers, educators, and opinion formers, urgently wishing to convey the thoughts and feelings that inspire them, have found themselves confronted with the cry “that’s not relevant?” In the world of mass communication today, when people are marshaled into flocks by social media, intrusions of the unusual, the unsanctioned, and the merely meaningful are increasingly resented if they come from outside the group. And this group mentality has invaded the world of education in ways that threaten the young.

It began long before Facebook and Twitter. Indeed it began with John Dewey, and his call for “child-centred education.” The influence of John Dewey over American thought in general, and education in particular, has never ceased to amaze me. If any writer has set out to illustrate what Schopenhauer meant by “unscrupulous optimism” it is Dewey, who disguised his middlebrow complacency behind a mask of wisdom, like an agony aunt for an old-fashioned women’s magazine. What could be more evidently a travesty of the nature and duties of the teacher than the idea that it is children and their interests that set the agenda for the classroom? And yet what idea is more likely to recruit the tender hearted, the ignorant, and the lazy? What a gift to the idle teacher, and what an assault on the child!

From the educational philosophy of Dewey sprang the “relevance revolution” in schooling. The old curriculum, with its emphasis on hard mathematics, dead languages, ancient history, and books that are too long to read, is portrayed as an offence to modern children, a way of belittling their world and their hopes for the future. To teach them to spell correctly, to speak grammatically, to adopt the manners and values of their parents and grandparents is to cut them off from their only available sphere of action. And in the place of all that so-called knowledge, which is nothing in itself save a residue of the interests of the dead, they should be given, we are told, their own curriculum, addressed to the life that is theirs.

The immediate effect of the relevance revolution was to introduce into the classroom topics relevant to the interests of their teachers – topics like social justice, gender equality, nuclear disarmament, third-world poverty, gay rights. Whole subjects were concocted to replace the old curriculum in history, geography, and English: “peace studies,” “world studies,” “gender studies,” and so on. The teaching of dead languages virtually ceased, and today in Britain, and doubtless in America too, it is a rare school that offers lessons in German, indeed in any modern language other than French or Spanish. Of course, it could be that less and less teachers are available with the knowledge required by the old curriculum. But it is a sad day for education when the loss of knowledge is described, instead, as a gain – when the old curriculum, based on subjects that had proved their worth over many decades, is replaced by a curriculum based purely on the causes and effects of the day. At any rate, to think that relevance, so understood, shows a respect for children that was absent from the old knowledge-based curriculum is to suffer from a singular deficiency in sympathy.

Respect for children means respect for the adults that they will one day become; it means helping them to the knowledge, skills, and social graces that they will need if they are to be respected in that wider world where they will be on their own and no longer protected. For the teacher, respect for children means giving them whatever one has by way of knowledge, teaching them to distinguish real knowledge from mere opinion, and introducing them to the subjects that make the mind adaptable to the unforeseen. To dismiss Latin and Greek, for example, because they are not “relevant” is to imagine that one learns another language in order, as Matthew Arnold put it, “to fight the battles of life with the waiters in foreign hotels.” It is to overlook the literature and history that are opened to the enquiring mind by these languages that changed the world; it is to overlook the discipline imparted by their deep and settled grammar. Ancient languages show us vividly that some matters are intrinsically interesting, and not interesting merely for their immediate use; understanding them the child might come to see just how irrelevant to the life of the mind is the pursuit of “relevance.”

Moreover the pursuit of irrelevant knowledge is, for that very reason, a mental discipline that can be adapted to the new and the unforeseeable. It is precisely the irrelevance of everything they knew that enabled a band of a thousand British civil servants, versed in Latin, Greek, and Ancient History, to govern the entire Indian sub-continent – not perfectly, but in many ways better than it had been governed in recent memory. It is the discipline of attending in depth to matters that were of no immediate use to them that made it possible for these civil servants to address situations that they had never imagined before they encountered them – strange languages, alphabets, religions, customs, and laws. It is no accident that it was a classical scholar – the judge Sir William Jones, founder of the Asiatic Society of Bengal in 1788 – who did the most to rescue Sanskrit literature from oblivion, who introduced the world, the Indian world included, to the Vedas, and who launched his contemporaries on the search for the principles and repertoire of classical Indian music.

All this is of great importance to the teacher who wishes to introduce children to the tradition of Western music, and to the listening culture of the concert hall. Hand-in-hand with the relevance revolution came the idea of the “inclusive” classroom – the classroom in which “no child is left behind,” whether or not adapted to the matter in hand. Music has suffered greatly from this, since it is a subject that can be properly taught only to the musical, and which therefore begins from an act of selection. Furthermore even the musical are subjected outside school to a constant bombardment of music in which banal phrases, assembled over the three standard chords and the relentless four in a bar, have filled the ear with addictive clichés. How, in such circumstances, does a musical education begin?

The classical repertoire, it goes without saying, is not “relevant” to the pop-trained ear. It is the creation of another and earlier world, one in which people encountered music only if they, or others in their vicinity, were involved in making it. It was a performance art, which brought people together in a uniquely coordinated way, and which was inseparable in its origins from the habit of improvising around a tune. Music was played, but also listened to, danced to, sung to, and studied for its intrinsic meaning. It was fundamental to the curriculum from the moment when Plato founded the Academy. From the rise of musicology at the Enlightenment to the Conservatoires and Colleges of Music today, music has been taught as a branch of accumulated knowledge, the significance of which can rarely be grasped by the untutored ear, and certainly not by the ear of the average child. Music as an academic discipline is about as “relevant” as Greek or Sanskrit. And no matter how hard we scholars emphasize the use of the useless, we will be dismissed in the name of relevance, and told that our curriculum means nothing to the young musical person today.

To counter this argument it is not enough to point to all the ways in which a relevant curriculum debases learning by making ignorance into the measure of what should be taught. For what we dismiss as ignorance is often the smoothed and adapted outer form of accumulated knowledge, like the simple manners of ordinary people that seem inept in sophisticated company only because some forms of sophistication depend upon hiding this reservoir of social knowledge. In like manner folk music and the traditions of improvisation from which it arises are forms of collective knowledge, and the same can be said for much pop music, including some of that which has carved grooves of addiction in the young musical ear.

The real objection to relevance is that it is an obstacle to self-discovery. Some sixty years ago I was introduced to classical music by teachers who did not waste time criticising my adolescent taste and who made no concessions to my age or temperament. They knew only that they had received a legacy and with it a duty to pass it on. If they did not do so the legacy would die. They discovered in me a soul that could make this legacy its own. That was enough for them. They did not ask themselves whether the classical repertoire was relevant to the interests that I then happened to have, any more than mathematicians ask whether the theorems that they teach will help their students with their accounting problems. Their assumption was that, since the musical knowledge that they wished to impart was unquestionably valuable, it could only benefit me to receive it. But I could not understand the benefit prior to receiving it. To consult my desires in the matter would have been precisely to ignore the crucial fact, which was that, until introduced to classical music, I would not know whether it was to be a part of my life.

Once we see the logic of my teachers’ position we must recognize that, if we know what music is, we have a duty to help young people to understand it, regardless of its “relevance.” We should do this as it has always been done, through encouraging our students to make music together. In the not too distant past every school had a choir whose members were taught to sing in parts and to read music in order to do so. This practice opened the ears of the choristers at once to the experience of voice-led harmony. From that it was a small step to lessons in harmony and counterpoint, and thence to classes in music appreciation.

If there is a point to musicology as a university discipline it surely lies here. The immense knowledge contained in the classical repertoire cannot be imparted in a day, and even when the young ear has begun to appreciate and the young fingers to perform the masterpieces of the repertoire, fully to understand all that they contain by way of emotional and dramatic knowledge is the study of many years. This knowledge fully justifies devoting a faculty of the university to collecting, augmenting, and transmitting. But, whatever else we say of it, this knowledge is not now and never was or will be relevant.

Business

Classical Music’s New Golden Age


EDITOR’S NOTE: This essay is reprinted here with the gracious permission of City Journal, who first published it in the Summer 2010 issue of their magazine.

Anyone inclined to lament the state of classical music today should read Hector Berlioz’s Memoires. As the maverick French composer tours mid-nineteenth-century Europe conducting his revolutionary works, he encounters orchestras unable to play in tune and conductors who can’t read scores. A Paris premiere of a Berlioz cantata fizzles when a missed cue sets off a chain reaction of paralyzed silence throughout the entire sorry band. Most infuriating to this champion of artistic integrity, publishers and conductors routinely bastardize the scores of Mozart, Beethoven, and other titans, conforming them to their own allegedly superior musical understanding or to the narrow taste of the public.

Berlioz’s exuberant tales of musical triumph and defeat constitute the most captivating chronicle of artistic passion ever written. They also lead to the conclusion that, in many respects, we live in a golden age of classical music. Such an observation defies received wisdom, which seizes on every symphony budget deficit to herald classical music’s imminent demise. But this declinist perspective ignores the more significant reality of our time: never before has so much great music been available to so many people, performed at levels of artistry that would have astounded Berlioz and his peers. Students flock to conservatories and graduate with skills once possessed only by a few virtuosi. More people listen to classical music today, and more money gets spent on producing and disseminating it, than ever before. Respect for a composer’s intentions, for which Berlioz fought so heroically, is now an article of faith among musicians and publishers alike.

True, the tidal wave of creation that generated the masterpieces we so magnificently perform is spent; we’re left to scavenge the marvels that it cast up. The musical language that united Bach, Schubert, Mahler, and Prokofiev finally dissolved into inaccessible atonalism by the mid-twentieth century; subsequent efforts to reconstitute it have yet to gather the momentum of the past. But in recompense for living in an age of musical re-creation, we occupy a vast musical universe, far larger than the one that surrounded a nineteenth-century resident of Paris or Vienna. We can hear the beauty in the poignant chromaticism of Gesualdo and the mysterious silences of C.P.E. Bach, no less than in the by now more familiar cadences of Beethoven and Brahms.

And at a time when much of the academy has lost interest in history, contemporary classical-music culture is one of the last redoubts of the humanist impulse. The desire to know the past has grown white-hot among certain musicians over the last 50 years, resulting in a performance revolution that is the most dynamic musical development in recent times.

 

A twenty-first-century music lover plunged into the concert world of the eighteenth and nineteenth centuries would find himself in an alien land, surrounded by strange customs and parochial tastes. Works that we now regard as formally perfect were dismembered: only a single movement of a work’s full three or four might ever be performed, with the remaining movements regarded as inessential. Musical forms, such as the sonata, that are central to contemporary performance practice were kept out of the concert hall, considered too difficult for the public to absorb. And the universal loathing directed by today’s audiences at the hapless recipient of a mid-performance cell-phone call would have struck eighteenth-century audiences as provincial, given the widespread use of concerts and opera as pleasant backdrops for lively conversation.

But the greatest difference between the musical past and present is what we might call musical teleology: the belief that music progresses over time. That belief had consequences that many contemporary listeners and musicians would find shocking. Throughout much of Western history, older works held little interest for average listeners – they wanted the most up-to-date styles in singing and harmony. Seventeenth-century Venetians shunned last year’s operas; nineteenth-century Parisians yawned at the elegant entertainments written for the Sun King. Composers like Bach, today viewed as cornerstones of Western civilization, were seen as impossibly old-fashioned several decades after their deaths. In his 1823 Life of Rossini, Stendhal wondered: “What will happen in twenty years’ time when The Barber of Seville [composed in 1816] will be as old-fashioned as Il Matrimonio Segreto [a 1792 opera by Domenico Cimarosa] or Don Giovanni [1787]?” Stendhal’s musical crystal ball obviously had its flaws.

Berlioz was in many ways a musical teleologist himself, but he fiercely opposed the widespread outcome of the belief in musical progress: the posthumous rewriting of scores. Performers and publishers unapologetically revised works that we now regard as transcendent, seeking to correct their perceived deficiencies and bring them up to newer standards of orchestration and harmony. After describing a particularly brutal mauling of The Magic Flute for its 1801 Paris premiere and a dumbing-down of Carl Maria von Weber’s Der Freischütz, Berlioz erupts: “Thus, dressed as apes, got up grotesquely in cheap finery, one eye gouged out, an arm withered, a leg broken, two men of genius were introduced to the French public! …No, no, no, a million times no! You musicians, you poets, prose-writers, actors, pianists, conductors, whether of third or second or even first rank, you do not have the right to meddle with a Shakespeare or a Beethoven, in order to bestow on them the blessings of your knowledge and taste.”

Conservative pedagogues altered scores as well – on the ground that they were too modern. Berlioz headed off at the last minute what he called “emasculations” to Beethoven’s avant-garde harmonies that the influential music critic and teacher François-Joseph Fétis had surreptitiously introduced into a forthcoming edition of Beethoven’s symphonies.

For all Berlioz’s efforts to preserve the score’s integrity, however – during a performance of Gluck’s Iphigénie en Tauride, he shouted from the audience: “There are no cymbals there. Who has dared to correct Gluck?” – he could not dislodge the practice of “improving” older works of music. Virtuosi added to a piece whatever fireworks the composer had carelessly neglected to include. In 1837, Franz Liszt had a pang of conscience over his habit of pumping up his performances of Beethoven, Weber, and Johann Nepomuk Hummel with rapid runs and cadenzas. He briefly saw the error of his ways: “I no longer divorce a composition from the era in which it was written, and any claim to embellish or modernize the works of earlier periods seems just as absurd for a musician to make as it would be for an architect, for example, to place a Corinthian capital on the columns of an Egyptian temple.” But he soon fell off the wagon and went back to crowd-wowing revisions, reports Kenneth Hamilton in his mesmerizing study of Romantic pianism, After the Golden Age.

Over the course of the nineteenth century, the concept of a musical canon emerged and displaced the zeal for new music in concert programming. Yet the updating of scores continued. Gustav Mahler added new parts for horns, trombones, and other instruments when he conducted Beethoven’s symphonies. An influential edition of Beethoven’s piano sonatas by the pianist and conductor Hans von Bülow recommended that pianists substitute Liszt’s ending of theHammerklavier Sonata for Beethoven’s own, “to give the closing measures the requisite brilliancy.”

Even in the canon-revering twentieth century, the teleologists remained cheeky. Arnold Schoenberg explained his reorchestration of Handel’s Concerti Grossi, op. 6, as remedying an “insufficiency with respect to thematic invention and development [that] could satisfy no sincere contemporary of ours.” At the start of a 1927 recording of Chopin’s Black Key Étude, the pianist Vladimir de Pachmann announces: “The left hand of this étude is entirely altered from Chopin: it’s better, modernized, more melodic, you know.” A contemporary listener, drawn to Beethoven, Handel, and Chopin precisely for what is unique in their voice and sensibility, can only marvel at the confidence with which earlier generations declared such music in need of improvement.

 

In the second half of the twentieth century, a performance practice broke out that rejected, in the strongest possible way, the teleological understanding of music. An overwhelming drive possessed certain conductors, instrumentalists, and singers to re-create the music of the pre-Classical era – from the medieval through the baroque periods – as it was performed at the time of its composition.

These musicians discarded the modern steel-strung and -armatured instruments that had evolved in the nineteenth century and learned to play the gut-strung, fragile instruments of the Renaissance and baroque periods. They pored over music treatises, prints, and other historical materials to discover, say, how a seventeenth-century violinist attacked his instrument, how he handled the shorter, curved bow of the period, how he phrased and ornamented a line, how much vibrato he used. Needless to say, any thought of “modernizing” a score’s harmonies or orchestration was out of the question. These history-obsessed musicians didn’t want to bring the music of the past into the present; they wanted to enter the past on its own terms. The stylistic particularities of older music that, according to the teleologists, limited its potential, were for these revolutionaries its very essence.

The results were a revelation. The sound of these performances of Bach, Handel, and Vivaldi was light and nuanced; the music pulsed with energy. Trading the large modern orchestra for small baroque ensembles of temperamental instruments was like exchanging a leather-upholstered Cadillac for a frisky, unbroken colt. The premodern horns – unreliable and highly prone to indiscretions – blared out with a glorious astringency. The timpani shot from the orchestra with hair-raising force. Conductors emphasized the dance elements in baroque music, inflecting certain beats within measures as a courtier might beckon to his dance partner. An unfamiliar and seductive voice – the countertenor – emerged to take on roles in baroque operas and masses that castrati originally sang.

This “early-music” movement (also known as “period-instrument” and “authentic-performance”) was a deliberate strike against the classical-music establishment. It provoked a counterreaction and a sharp philosophical debate about the nature of performance and the proper role of historical knowledge in music-making (see appendix). Listeners and performers remain divided over whether the music of Bach and Mozart is best realized by a nineteenth-century-era orchestra using contemporary methods of expression (violinist Itzhak Perlman maintains: “I’m certain Haydn and Mozart would have adored our modern approach to phrasing and vibrato”) or by a small period-instrument ensemble seeking to re-create earlier performance techniques.

But regardless of such disagreements, the value of the movement to our musical life has been indisputable. It has unleashed arguably the most concentrated rediscovery of lost music in history. Composers that had lain silent for centuries – Jean-Féry Rebel, Johann Friedrich Fasch, Heinrich Ignaz Biber, to name just a handful – are heard again. Hundreds of groups of specialists are busily digging into twelfth-century plainchant and thirteenth-century troubadour traditions. Unfamiliar repertoire by overly familiar composers is also being restored. The Naïve label, in one of the greatest recording projects of the early-music movement, is releasing all of Vivaldi’s operas. A wind blows through these magnificent, mostly unpublished works, but even when the rhythms are most propulsive, a deep melancholy pervades the music. Naïve’s recording of the haunting duet for mezzo and chalumeau (a proto-clarinet) from the oratorio Juditha Triumphans, “Veni, me sequere fida,” is alone a contribution to civilization.

The public’s ear for this music has expanded accordingly. In the eighteenth and nineteenth centuries, a few aristocratic salons hosted private performances of Renaissance and early baroque music, but outside those elite settings, there was no commercial demand for pre-Classical music. Today, by contrast, enough people are eager for works from remote eras to put the medieval a cappella ensemble Anonymous 4 on the top of Billboard charts. Jordi Savall’s Renaissance music group Hesperion XXI brings audience members to their feet during performances. Early-music festivals have even reached Missoula, Montana, where Heinrich Schütz’s Musikalisches Exequien was performed in March 2010, and Indianapolis, which offered Spanish ballads from the time of Cervantes in June 2010. The New York vocal group Polyhymnia invites its audience to “glimpse behind the tapestried walls of the ducal court at Munich, to hear the psalms kept for the private use of their patron,” assuming in their listeners the same desire to know the past that animates the performers themselves. Amateurs also perform this previously discarded music. Camps teaching medieval chant are ubiquitous, from Evansville, Indiana, to Litchfield, Connecticut. Reed, viol, and lute players can brush up on their skills at the Summer Texas Toot in Austin; San Jose, California, hosts a workshop for recorder players.

The movement has also demolished one tiresome credo of classical-music critics: that the way to revitalize the concert tradition is to program contemporary music. It is surely the case that the concert repertoire, derived from a narrow slice of the musical universe, is in desperate need of new music. But the critics are wrong in defining “new music” exclusively as contemporary. The public could not be more unequivocal: it finds little emotional significance in most contemporary classical music, especially that produced in academic enclaves. The early-music movement offers two alternative definitions of “new music”: the standard repertoire, such as Mozart’s symphonies, performed in entirely new ways; and unknown repertoire from the pre-Classical period. Though the reinterpretation of the standard repertoire has had the biggest commercial impact, it is the second definition of “new music” that should animate concert programming today. Countless compelling works, not just from the pre-Classical period, cry out for rediscovery: Haydn’s Sturm und Drang symphonies, Dvořák’s piano music, and virtually unknown composers such as Zdeněk Fibich. Thousands of listeners, frustrated by the constricted concert canon, would eagerly support the performance of unknown old music.

 

The caliber of musicianship also marks our age as a golden one for classical music. “When I was young, you knew when you heard one of the top five American orchestras,” says Arnold Steinhardt, the first violinist of the recently disbanded Guarneri Quartet. “Now, you can’t tell. Every orchestra is filled with fantastic players.” Steinhardt is ruthless toward his students when they’re preparing for an orchestra audition. “I’ll tell them in advance: ‘You didn’t get the job. There are 250 violinists competing for that place. You have to play perfectly, and you sure didn’t play perfectly for me.’ ”

The declinists who proclaim the death of classical music might have a case if musical standards were falling. But in fact, “the professional standards are higher everywhere in the world compared to 20 or 40 years ago,” says James Conlon, conductor of the Los Angeles Opera. A vast oversupply of students competing to make a career in music drives this increase in standards.

Much of that student oversupply comes from Asia. “The technical proficiency of the pianists from Asia is staggering,” says David Goldman, a board member at New York’s Mannes College of Music, where applications are at a record high. “They arrive here with these Popeye arms, and never miss a note.” Asia has fallen in love with classical music; many parents believe that music training is an essential part of their children’s development. “The only way to survive when you’re in a pool of literally hundreds of thousands of other Asian kids is to outwork your competition,” says Tom Vignieri, the music producer of the effervescent NPR show From the Top, which showcases school-age classical musicians.

Far Eastern countries are trying to build up their own conservatory system to meet the demand for music training – Robert Dodson, head of the Boston University School of Music, recalls with awe the Singapore Conservatory’s 200,000 square feet of marble – but so far, demand outstrips supply. When Lang Lang, today an internationally acclaimed pianist, was admitted to Beijing’s Central Conservatory in the early 1990s, he was one of 3,000 students who had applied for just 12 fifth-grade spots. And those 3,000 were the cream of the 50 million children who study music in China, including 36 million young pianists.

For now, the West’s conservatories continue to attract Asia’s top talent. Nineteen-year-old Meng-Sheng Shen, a slender freshman at Juilliard, dreamed of a concert career while still a piano student in Taiwan. “In Taiwan, I felt: ‘It’s not that hard to win,’ ” he says. In New York, however, “you see a lot of people who play really well,” Shen marvels, and so this acolyte of Chopin, Liszt, and Rachmaninoff has recalibrated his plans to include the option of teaching as well as concertizing.

Plenty of young Americans, too, are pursuing training in the nation’s 600-plus college music programs, whose unlikely locations, such as at California State University, Fresno, testify to the far-flung desire for musical sublimity. An efficient talent-spotting machine vacuums up promising young oboists and violinists from every Arkansas holler and Oregon farm town and propels them to ever-higher levels of instruction and competition.

The poise and exuberance of these budding performers can be breathtaking. At the 2007 finals for the Metropolitan Opera’s National Council Auditions, a young tenor’s eyes shone with the erotic power of commanding that massive house, a smile of mastery playing over his lips, as he flung out the high Cs of “Ah! mes amis” from Donizetti’s La Fille du Regiment. (The moment was captured in the documentary The Audition.) A self-possessed black pianist from Chicago, Jeremy Jordan, coolly unfurled the feathery arpeggios and midnight harmonies of his own virtuosic transcriptions of Wagner, Richard Strauss, and Saint-Saëns at a Juilliard student recital this year. Beneath Jordan’s laconic demeanor lies a deep belief in classical music. “It’s not as if kids don’t like music like this,” the lanky 20-year-old insists. “Liszt, Wagner, Chopin – it’s beautiful; it just takes one hearing.”

 

But however vibrant classical music’s supply side, many professionals worry that audience demand is growing ever more anemic. Conlon calls this imbalance the “American paradox”: “The growth in the quantity and quality of musicians over the last 50 years is phenomenal. America has more great orchestras than any country in the world. And yet I don’t know of a single orchestra, opera company, or chamber group that isn’t fighting to keep its audience.” The number of Americans over the age of eight who attended a classical-music performance dropped 29 percent from 1982 to 2008, according to the League of American Orchestras (though attendance at all leisure activities plummeted during that period as well, including a 36 percent drop in attendance at sporting events).

Recent conservatory graduates, struggling for work, find their commitment to a music career tested almost daily. “The culture seems to have a shrinking capacity for what I love,” says Jennifer Jackson, a 30-year-old pianist who studied at the Peabody Institute in Baltimore. The audience has a limited ability to follow serious music, Jackson says. “To make a profit, you have to intersperse lots of things that people can handle musically.”

These perceptions, however valid, should be kept in historical perspective. Much of today’s standard repertoire was never intended for a mass audience – not even an 1820s Viennese “mass audience,” much less a 2010 American one. Nineteenth-century performers regarded the music that constitutes the foundation of today’s repertoire with trepidation, since they feared – rightly at the time – that it would prove too challenging for the public. Composers wrote sonatas and chamber works either for students or for private performance in aristocratic salons, not for public consumption. True public concerts – those intended to make a profit – resembled The Ed Sullivan Show, not the reverential communing with greatness that we take for granted today. Light crowd-pleasers – above all, variations on popular opera themes – leavened more serious works, which were unlikely to be performed in their entirety or without a diverting interruption. At the 1806 premiere of Beethoven’s Violin Concerto in Vienna, the violinist played one of his own compositions between the concerto’s first and second movements – on one string while holding his violin upside down. Beethoven’s Ninth Symphony premiered at Paris’s leading concert venue in 1832 with romances and tunes by Weber and Rossini spliced between the third movement and the choral finale, according to James Johnson in Listening in Paris.

By the end of the nineteenth century, public concert practice more closely resembled the norm today, with symphonies and sonatas usually performed in their entirety and without other works spliced into them. Many soloists began performing marathon recitals of highly demanding works. This programming of exclusively serious music for public consumption in the late nineteenth century was no more consistent with how that music was originally performed than it is now, and it represented as much of an unforeseen advance in the listening capacities of the public.

 

Today’s classical-music culture differs from the past in one more important way: recording technology. No composer before the advent of the gramophone ever anticipated that his music would be endlessly and effortlessly repeatable. At best, he might hope that his musician friends would give a few additional performances of his latest piece before new styles and works superseded it. The ease of repetition that recording technology enabled puts an enormous strain on the excessively limited canon that emerged from the nineteenth century – one that could have proved fatal. Yet not only have Schubert’s piano sonatas and Chopin’s nocturnes, Beethoven’s string quartets and Brahms’s intermezzi, survived the move from the private salon to the public concert hall; they have triumphed over the potentially stupefying overfamiliarity inflicted on them by instant replay and the accumulating weight of hundreds of thousands of performances. The exquisiteness of this music is such that it continues to seduce, decades and centuries after its expected eclipse.

The radical transformation of how people consume classical music puts the current hand-wringing over an inattentive, shrinking audience in a different perspective. Beethoven’s Eroica Symphony premiered before an audience of 100 at most. These days, probably 10,000 people are listening to it during any given 24-hour period, either live or on record, estimates critic Harvey Sachs. Recordings have expanded the availability of music in astounding ways. The declinists – led by the industry’s most reliable Cassandra, the League of American Orchestras – do not account for how recordings have changed the concert culture beyond recognition.

Recordings have also, it is true, taken a toll on the communal, participatory aspect of music-making. But the explosion of classical music on the Internet has revived some of that communal element. The ever-expanding offerings of performances on YouTube, uploaded simply out of love, demonstrate the passion that unites classical-music listeners. A listener can compare 15 different interpretations of “Là ci darem la mano” at the click of a mouse, all – amazingly – for free. Organized websites, such as the live classical-concert site InstantEncore.com, are creating new ways of disseminating music that will undoubtedly reach new audiences. Even with recording technology’s impetus for passive, private listening, the percentage of amateur musicians studying classical music has risen 30 percent over the last six years, from an admittedly small 1.8 percent to 3 percent. Many of those nonprofessional musicians, as well as their children, are uploading their own performances onto the Web.

Contrary to the standard dirge, the classical recording industry is still shooting out more music than anyone can possibly take in over a lifetime. Has the pace of Beethoven symphony cycles slowed down? We’ll survive. In the course of one month arrive arias by Nicola Porpora, an opera by Federico Ricci, a symphony by Ildebrando Pizzetti – three composers previously known only to musicologists – Cherubini’s Chant sur la Mort de Joseph Haydn, and Haydn’s The Storm. This cornucopia of previously lost works is more than any of us has a right to hope for.

 

The much-publicized financial difficulties of many orchestras during the current recession also need to be put into historical perspective. More people are making a living playing an instrument than ever before, and doing so as respected and well-paid professionals, not lowly drones. There were no professional orchestras during Beethoven’s time; he had to cobble together an ensemble for the premiere of his Ninth Symphony. Even mid-twentieth-century America had no year-round, salaried orchestras. In 1962, most concert seasons were half a year long.

But under pressure from an increasingly militant musicians’ union and with an infusion of funding from the Ford Foundation in 1966, many orchestras started paying their players annual, or close to annual, salaries. In part to justify those higher salaries, orchestras expanded their concert seasons and the frequency of concerts within each season. Neither Beethoven nor Brahms envisioned that a single orchestra would perform three or four concerts a week, critic Joseph Horowitz notes in Classical Music in America, much less that its members would draw six-figure salaries. The low pay of a typical late-nineteenth-century musician made possible the huge orchestral forces that Bruckner and Mahler summoned as a matter of course. Today’s composers usually write for much smaller ensembles, having been priced out of the symphonic form by unionized wages.

Nevertheless, professional orchestras in the US today dwarf in number anything seen in the past. In 1937, there were 96 American orchestras; in 2010, there are more than 350. Where union restrictions don’t exist, the music scene is even more vibrant. Volunteer adult orchestras outnumber professional orchestras two to one. New youth ensembles launch every year; there are now nearly 500 in the United States. Though Los Angeles County alone has more than 40 youth orchestras, the leading state in student involvement is Texas, where more than 57,000 high school musicians auditioned last year for slots in prestigious all-state music ensembles.

Chamber-music groups have also proliferated in the last 50 years. Arnold Steinhardt recalls that back when he was studying the violin, you could count on one hand the number of string quartets and other ensembles: “Chamber music was not a profession then; it was for people who weren’t good enough to have a solo career.” Nowadays, new quartets form constantly, many associated with colleges and universities. It took nearly the entire nineteenth century for the string-quartet repertoire to broaden its appeal beyond a narrow band of connoisseurs; today, the audience for chamber music extends far beyond traditional urban centers of culture. Iowa City hosted a Haydn quartet “slam” last year in honor of the 200th anniversary of the composer’s death. String players from ages eight to 78 performed all 83 of Haydn’s quartets.

It is fair to ask whether the foundation-fueled postwar expansion of orchestras artificially and unsustainably pumped up the supply of musicians and ensembles. But there is ample evidence of a continuing unmet demand for classical music throughout the country – especially in places that can’t afford the salaries and long seasons that America’s unionized musicians expect. This March, the New York Times’s invaluable Daniel Wakin chronicled the travails of the Moscow State Radio Symphony Orchestra as it slogged through a poorly paid nine-week bus tour to smaller cities and towns around America – places like Ashland, Kentucky, and Zanesville, Ohio, which are “hungry for classical music programming.”

It’s even harder to spot a demand deficit at the other end of the glamour spectrum. Though Wagner fans incessantly lament the shortage of Heldentenors, the source of the problem is not a decrease in capable Siegfrieds and Tristans but the mushrooming of Ring cycles in China, Russia, and Japan, among other locales. Likewise, as Plácido Domingo explains in a collection of interviews called Living Opera, hand-wringing about singers who find themselves pushed too early into roles for which they are not yet ready reflects the worldwide increase in theaters and opera companies, which require a constant supply of singers.

 

However bounteous today’s classical-music culture is for those already inside it, the number of children who have the opportunity to be captivated by classical music is still much lower than it ought to be. “The arts fell out of US schools in the 1980s; all the music is gone,” James Conlon observes in Living Opera. “Now we have a generation of adults who make money, accomplish what they think is the fulfillment of life, but they’ve never had any contact with the classical arts – neither music nor literature. For me that’s a national disgrace.” Most leading music institutions have energetic outreach programs to try to compensate for the loss of public music education. But some school bureaucracies make no effort to accommodate these programs.

The public schools’ sclerosis has fueled the growth of community music schools that offer low-cost private lessons and ensemble work to children and their parents. The schools, heirs to the music program for immigrants at Chicago’s Hull House, are particularly important in urban areas, where arts education has withered far more than in suburban and rural school districts. Philadelphia’s buoyant network of schools trains thousands of students each year.

Such endeavors could reach far more children if they enjoyed better funding. That will require changing the priorities of America’s patron class, says Leon Botstein, the president of Bard College and conductor of the American Symphony Orchestra. “What is different today is that the nation’s elite, the very rich, don’t care about classical music,” he observes. “The patron class is philistine; instead of Andrew Carnegie, we have Donald Trump. Some rich guy with a hedge fund wants to be photographed with Angelina Jolie, not support the Cleveland Orchestra.” Bill Gates didn’t help matters when he proclaimed gratuitously: “I have no interest in giving to opera houses.” Younger philanthropists seem to be following Gates’s lead in spurning the arts, write Matthew Bishop and Michael Green in Philanthrocapitalism. The celebrity-bedecked Robin Hood Foundation enjoys extraordinary cachet on Wall Street; organizations that promote classical culture, far less so.

 

Two of the best hopes for building future American audiences may come from outside the country. Gustavo Dudamel, the 29-year-old Venezuelan conductor of the Los Angeles Philharmonic, is the closest thing the classical-music world has to a Leonardo DiCaprio. His tousle-headed exuberance, thousand-watt smile, and undoubted conducting skills have thrilled the press and public and created huge interest in his future career.

But it is Dudamel’s past that may be his most important contribution to classical music. Dudamel is the most famous graduate of Venezuela’s initiative to teach slum children to play classical instruments, and in so doing to develop the self-discipline that will carry them out of the ghetto. More than a quarter-million poor children in Venezuela enroll in the nearly 200 youth orchestras that belong to El Sistema Nacional de las Orquestas Juveniles e Infantiles de Venezuela (“El Sistema,” for short). In 2002, another El Sistema graduate, the double bassist Edicson Ruiz, became at 17 the youngest musician ever to join the Berlin Philharmonic. The brainchild of José Antonio Abreu, a left-wing economist committed to “social justice,” El Sistema could not be a stronger rebuke to the multicultural dogma that currently governs American education and welfare programs. Its premise is that all children should be exposed to the West’s highest artistic accomplishments. “The huge spiritual world that music produces in itself ends up overcoming material poverty,” Abreu has said. “From the minute a child is taught how to play an instrument, he’s no longer poor.”

Dudamel’s charisma and hip Latino ethos could make it safe for Silicon Valley moguls to fund classical-music education without worrying about accusations of elitism. Perhaps the sight of Venezuela’s Simón Bolivar Youth Orchestra playing its heart out could persuade even the liberal Ford Foundation to return to its roots in classical arts funding. “We have lived our whole lives inside these pieces,” Dudamel says. “When we play Beethoven’s Fifth, it is the most important thing happening in the world.”

Thanks to the publicity around L.A.’s new conductor, an initiative headquartered at the New England Conservatory of Music now trains music postgraduates to start local El Sistema programs worldwide. But much more could be done. Why not a Play for America program, modeled on Teach for America, that would send music graduates into poor communities to teach and perform for two or three years?

The other source of future classical-music demand is China. “I’m very hopeful,” says Robert Sirota, head of the Manhattan School of Music. “If China graduates 100,000 pianists a year, it changes everything.” The best predictor of attendance at classical concerts is playing an instrument. Asia’s passionate pursuit of music training for its children will create not just tomorrow’s professional musicians, of whom there is no dearth, but tomorrow’s audiences as well. And like El Sistema, the phenomenon of countless poor young Asians practicing fanatically for the privilege of a career performing Scarlatti and Rachmaninoff torpedoes the image of classical music as the bastion of wealthy white elites. When the 12-year-old Lang Lang competed for the first time with Europeans, he worried that their heritage would give them an interpretive advantage. “It’s your native music as well,” his father reminded him. “It belongs to anyone who loves it.”

 

Music records the evolution of the human soul. To hear how the elegance of the baroque developed into the grandeur of the classical style, which in turn gave way to the languid sensuality and unbridled passion of Romanticism, is to trace how variously human beings have expressed longing, desire, triumph, and sorrow over the centuries.

Not everyone will hear that changing sensibility; some may find the soul’s echo elsewhere. But the present-day abundance of classical music – of newly rediscovered works, consummate performances, thousands of recordings, and legions of fans – is a testament to its deep roots in human feeling. And it is a cause for celebration that so many people still feel drawn into its web of lethal beauty, in a world so far from the one that gave it birth.

Appendix: The Early-Music Quarrel

 

By the mid-twentieth century, nearly all performers respected the letter of the score and dedicated themselves to realizing its spirit as well. But to the early-music advocates, the establishment musicians seriously misunderstood that spirit, at least regarding the pre-Classical repertoire.

Over the course of the twentieth century, the baroque composers – above all, Bach and Handel – had been taking on more and more weight and waddling ever more ponderously, as mainstream conductors assimilated them to late-Romantic performance styles. Early-eighteenth-century works sounded suspiciously Wagnerian – with long legato lines and a smooth, creamy sound, performed by ensembles many magnitudes larger than anything ever marshaled during the baroque or classical eras. Conductor Ivan Fischer recently recalled a Leopold Stokowski performance of Bach, after which musicians left the stage to pare down for Bruckner, the epitome of late-Romantic gigantism. While massive ensembles may have magnified the spiritual force of the music for some listeners, the orchestral inflation at the very least obscured the intricate contrapuntal writing for different instrumental voices. With a chorus of 200, no one is going to hear the flutes delicately doubling the sopranos’ line in a Bach oratorio.

In rejecting this supersized sound, the early-music acolytes (whose first modern wave included Gustav Leonhardt, Frans Brüggen, Nikolas Harnoncourt, Ton Koopman, and Christopher Hogwood) embraced a fallen historical consciousness, compared with the prelapsarian innocence of mainstream musicians. (The authenticity movement had late-nineteenth- and early-twentieth-century antecedents, but those early experiments never achieved critical mass.) Where the great titans of traditional twentieth-century performance – conductors such as Wilhelm Fürtwangler and Otto Klemperer – assumed a continuity between the past and the present that guaranteed the fidelity of their interpretations, the early-music advocates saw discontinuity. The essence of the music of the past was no longer intuitively available to us but required historical research to recover, they believed. A gulf separated Bach’s world from ours; we could no longer assume that modern performing traditions expressed his intentions.

 

The early-music movement quickly attained commercial success and just as quickly provoked a backlash, primarily from musicians who objected to the implication that their performances were inauthentic. Some objections were aesthetic: these old instruments sound weak and thin, critics said; stronger models have superseded them for good reason. We need a revival of period strings as much as we need a revival of period dentistry, one wag observed. In a 1990 interview, violinist Pinchas Zuckerman called historical performance “asinine STUFF… a complete and absolute farce. Nobody wants to hear that stuff.”

Other objections were normative. “Musical archaism may be a symptom of a disintegrating civilization,” musicologist Donald Grout wrote at the start of the modern period-instrument movement. A composer of early music, if he came back to life today, would be astonished by our interest in how music was performed in his own times, Grout asserted. “Have we no living tradition of music, that we must be seeking to revive a dead one?” the composer would ask.

The most interesting challenges to the historical-performance movement, however, have been philosophical. Historically accurate performance is unattainable, critics like Richard Taruskin of the University of California at Berkeley charged. There are too many stylistic unknowns, too many variables regarding tempo and phrasing, to think that treatises on technique or illustrations of musicians playing an instrument can lead to the movement’s Holy Grail: the way a piece sounded at its creation. Further, the very idea of an authentic performance is incoherent, the skeptics said: Which performance of a work should we view as authentic? Its premiere? But what if that performance – or every subsequent one during a composer’s lifetime – failed to realize the composer’s conception because of inadequate rehearsals or mediocre musicians, as Berlioz so frequently experienced?

The naysayers pointed out that the context of musical performance has changed so radically from the pre-Romantic era that we cannot hope to re-create its original meaning. For most of European history, music belonged to social ritual, whether it accompanied worship, paid homage to a king, or provided background for a feast. A large concert hall filled with silent listeners, focused intently on an ensemble of well-fed professionals still in possession of most of their teeth, has no counterpart in early-music history. Early-music proponents, the detractors added, are highly selective in their use of historical evidence. No one today conducts the operas of Jean-Baptiste Lully, for example, by pounding a staff on the floor, as conductors did in the court of Louis XIV to try to keep time in an ensemble of less-than-perfectly trained musicians.

Taruskin launched the intended coup de grâce. The predominant early-music style has nothing to do with historical evidence, he charged, and everything to do with the modernist aesthetic. The style’s fleet rhythms and transparent textures are a reaction against the excesses of subjectivity and expression characteristic of Romanticism; the shaky historical arguments on its behalf are just after-the-fact window dressing.

 

Several of the arguments against the period-instrument movement had bite. They reflect the skepticism regarding the possibility of knowing the past that dominates today’s universities and that gets used (improperly) to justify junking the study of history, philology, and literary tradition. The proponents of period performance heard and considered these sophisticated objections. Then something wonderful happened. They responded, in essence: “Yeah, whatever.” They tweaked their rhetoric, junked the term “authenticity” and anything else that sounded too authoritarian – and went right on doing what they had been doing all along. That is because their hunger for the past – for discovering how the musicians at the Esterházy palace interpreted crescendi or how much vibrato a cellist performing Bach’s cello suites in the 1720s would have used – was so great that no amount of hermeneutical skepticism could extinguish it.

The influential restorer of French baroque opera, conductor William Christie, exemplifying this attitude, lamented in 1997 how little we know about the hand gestures used in ballets and operas in pre-Revolutionary France. Gestural art is “a field that is painful for me right now,” he told Bernard Sherman in Inside Early Music. Christie’s pain is precious. It comes from an instinct in short supply in the rest of the culture: the belief that the past contains lost worlds of expression that would enrich us if we could just recover them. The desire to learn how a shepherdess in a Rameau opera may have inclined her hand to Cupid is an attribute of an enlightened humanity. (Unfortunately, Christie has since abandoned the project of re-creating baroque opera stagings and choreography, leaving the Boston Early Music Festival and Opera Lafayette as the sole ensembles committed to courtly theatrical sensibility as well as musical practice.)

An early informal truce between modern-instrument ensembles and the historicists has long since broken down. According to this unwritten understanding, the historicists would claim the pre-1800 repertoire, while leaving nineteenth-century works to the modern symphony orchestra. It was not long, however, before the proponents of historical “authenticity” marched all the way into the twentieth century, blithely piling one historical anachronism onto another, as if to confirm Taruskin’s skepticism regarding the evidentiary basis for their work. Period-instrument groups such as the Philharmonia Baroque and the Orchestre Révolutionnaire et Romantique use the evocative Waldhorn in Brahms’s works, for example, even though Brahms himself could not persuade his contemporary brass players to give up their spiffy new valved horn for that difficult ancient instrument. In addition to adopting “historical” practices that didn’t exist, the historicists ignore widespread nineteenth-century performance traditions that did exist. There has been no movement to revive “preluding,” for example, in which a pianist improvised chords and arpeggios before breaking into the actual published score of a work, because such behavior would too forcefully violate contemporary concert norms. Nor has the habit of teleologically updating scores been adopted. This paradox points to the conceptual meltdown point of the authenticity movement, where it becomes clear that the most unhistorical practice in the history of music is the concern for authenticity.

Such conundrums do not subtract from the enormous contribution that the early-music movement has made to our experience of music. Traditional orchestras, especially in Europe, have subtly changed their sound and approach to the standard repertoire in response to the competition. Sadly, we will never know whether the period-instrument movement has come close to past performance style (though Taruskin is wrong that historical materials cannot provide meaningful guidance). But the effort to recover our musical past remains a noble one.

Composition

Tonal Affinities and Their Denial, Part I


EDITOR’S NOTE: This essay is the first part of a two-part series. You can read the second part here.

Nearly a century after Arnold Schoenberg averred it to be the future of Western art music, dodecaphony remains the single most startling turn in the history of music – any music. Its advent in 1923 was, as the late composer George Rochberg once pointed out, the only occasion in the history of any known culture that tonality – in the general sense of pitch hierarchy, not the specific signification of the major/minor system – had been denied. It is my two-fold purpose to show that 1) The denial failed, because it is an acoustic impossibility, and, more importantly, 2) The attempt at denial, and the belief system built around that attempt, corrupted the vitality and creativity of Western art music, leading to its present marginalization. Along the way, it will be necessary to expose the philosophical roots of what musicologist William Thomson has called “Schoenberg’s Error,”1 and to suggest some alternatives to that thinking.

What I have called dodecaphony is often referenced as “twelve-tone” (in the UK, “twelve-note”) music and is frequently used in tandem with the related but altogether different word, “serialism.” Schoenberg’s innovation arrived in these two different parts: Dodecaphony was the idea that all dozen tones of the chromatic scale should be employed by a composer before any were repeated, while serialism was a mode of compositional procedure in which the twelve tones were laid out in a row or series, and then manipulated formally via ages-old techniques of inverting, reversing and transposing the rows. Serial composition, in other words, was a most efficient way of ensuring that the essential aesthetic of dodecaphony – the lack of tonal implications in the relationships among pitches – was adhered to.

Here is Schoenberg, recalling in his essay, “Composition with Twelve Tones,” how he came up with his inventions:

After many unsuccessful attempts during a period of approximately twelve years, I laid the foundations for a new procedure in musical construction which seemed fitted to replace those structural differentiations provided formerly by tonal harmonies. I called this procedure ‘Method of Composing with Twelve Tones Which are Related Only with One Another.’ This method consists primarily of the constant and exclusive use of a set of twelve different tones. This means, of course, that no tone is repeated within the series and that it uses all twelve tones of the chromatic scale, though in a different order. It is in no way identical with the chromatic scale…..[The method involves ordering the twelve tones of the chromatic scale into a row, known as the Basic Set, and using that row and its properties exclusively throughout the composition in question.]2

(Emphases Schoenberg’s.)

The bold statement “twelve tones which are related only with one another” is the crux of the watershed that was Schoenberg’s aesthetic. By “related only with one another,” Schoenberg meant related solely by virtue of being placed in positive relation to each other; as John Cage would later explain it, tones in Schoenberg’s method (and in Cage’s) are “related” in the sense that one piece of furniture in a room is “related” to the other pieces of furniture in that room – they are all in proximity to each other. “Related” in the old tonal sense had meant related to each other hierarchically, as parts of some larger tonal scheme, precisely the thing Schoenberg was seeking to dissolve. This might better be called a “non-relationship” than a relationship; and of course, it is possible to posit non-relationships, at least in the abstract. It is possible to toy with the idea, for example, that each color exists independently of all other colors, that green and purple and orange are not part of a spectrum, but isolated phenomena, and to create a color theory based on that idea. If that were done, however, it can be assumed with relative certainty that the theory would not be taken as anything other than a fanciful “as-if.” Put forth as a universal concept, it would be denied vigorously as clearly and incontrovertibly false. Dodecaphony, by contrast, was hailed as a step forward in an inevitable progression toward a new music.

Why? How was such an aesthetic, asserted without any intellectual or empirical support, accepted as orthodoxy for decades? And why have the acoustic premises of dodecaphony, which are, as is easy to demonstrate, utterly false, never been flushed from music history? Why, in other words, are dodecaphony and the developments that followed from it considered a legitimate part of music history, instead of an aberration in need of correction? There must be some core idea at work that lends the air of being true to abstract assertions like Schoenberg’s, whatever their status in the world of empirical experience. Prior to that, though, there must exist misunderstanding, at a most fundamental level, of what is meant by some of the vocabulary attached to this discussion. Take for example, the word “chromatic.” A typical music critic’s description of dodecaphony generally assumes “chromatic” to apply. Of course, it does not. “Chromatic” has meaning only in contrast to “diatonic,” and both rely for context on the major/minor system of key centers. Music is diatonic when deployed in a particular key of seven tones – major, minor or modal – and becomes chromatic when it slides between those seven, “borrowing” pitches from other keys. When all possible pitches, diatonic and chromatic, are assembled, we have the “chromatic” scale, though in truth it is a diatonic scale (any diatonic scale, depending on where the set of twelve stops and starts) with chromatic embellishments added. What Schoenberg did was to treat the chromatic scale as independent of its origins in the diatonic scale, to employ the twelve tones merely “as a collection of materials,” as Thomson explains it. Dodecaphony is not chromatic any more than it is diatonic. It is, strictly speaking, neutral.

The roots of dodecaphony are generally traced back to Wagner, and especially to Tristan und Isolde, which might with good reason be called the rough musical equivalent of Kant’s Critique of Pure Reason. As Critique of Pure Reason was a turning point in Western philosophy, Wagner’s score was a turning point in Western music, and for a similar reason. Kant’s text famously placed a limit on what we might know; the synthetic a priori meant that experience is shaped by the categories that populate our consciousness, and therefore we cannot know “the thing-in-itself.” Centuries of assumptions to the contrary were overturned, even made to look naive, by Kant’s observations. Likewise, the harmonic ambiguities of Wagner’s music revealed the foundation of the tonal system developed in Europe after the Renaissance to have been built on sand. From the late Renaissance to the middle of the 19th century, the system of major and minor keys had held the place of an absolute. Systematic tonality defined music-making with its hierarchies of pitch classes. But in the early pages of Tristan rose a chord that would become infamous as the machine of that system’s overthrow. In Harvard’s Charles Eliot Norton lectures for 1973, Leonard Bernstein dramatized the seeming anarchy created by the Tristan chord:

What key are we in? Or no key at all? Did that cadence on the dominant seventh indicate A minor? But the dominant never resolves to the A minor tonic. Instead, there is a long pause, and the phrase is repeated, higher, more intense, with the rising minor sixth now stretched, transformed to a major sixth, again ending on a dominant, but in a different key.3

Bernstein continues, astonished at every turn by Wagner’s ability to suggest multiple possible keys – or no key at all – at once. One needn’t understand the technical harmonic terms to catch the thrust of what Bernstein is saying: From the moment of Wagner’s Tristan (1868), harmonic stability can no longer be taken for granted. After Kant, there was no way to know “the thing-in-itself.” One might say that, after Wagner, there was no way to know “the key in itself.”

The reason for Wagner’s manipulation of tonal ambiguities cannot go unmentioned. Shortly after writing the libretti to the four music dramas of his Ring of the Nibelung and commencing the scoring of the first of them, Wagner read Schopenhauer’s The World as Will and Idea. Never before had a composer been so directly influenced by a philosopher. Previously a committed revolutionary, Wagner now saw the world as illusory, a chimera of pain followed by extinguishment, the only conceivable moral path being that of Buddhist-like renunciation.

And so, the music for the last three of Wagner’s four Ring installments, and especially the music for his next serious music drama, Tristan und Isolde, pushed tonality in the direction of its seeming dissolution, analogue to the Schopenhaueresque theme of renunciation. What could be musically more illustrative of the illusion of material reality than the unraveling of the music itself? What could be dramatically more effective than a libretto in which the characters attempt to maintain the lie of creating a new world through political and ethical reform, while the music denies this possibility in its very nature, seeming to dissolve the world of sound through sound itself? Of course, the actual unravelling of music would not be possible. To do that literally, to eliminate music, would be, perhaps, to tell the singers and musicians to go their own way and sing and play whatever they wish (a notion to keep in mind when we trace the lineage of Wagner’s influence). No, the depiction of disillusion, the musical portrayal of abjuration, could not consist literally in the removal of music, but rather the employment of music to the end of suggesting that the real world is illusory.

There is a doubling-back here that is fascinating. In order for Wagner to sketch this portrayal of a world of illusion, it was necessary for him to employ musical skills, which were in turn assumed to be non-illusory. In other words, systematic tonal music (the only music at the time) was based on the deployment of notes in perfect hierarchical relation. By manipulating this relation so as to undermine the sense of hierarchy, by employing the sort of harmonic ambiguity related above by Bernstein, Wagner was able to suggest that the relation did not exist – that tonality, and by extension, the world of the senses, was indeed a world of illusion. But this suggestion of illusion rests in turn for its effect on tonality’s non-illusory validity! The point cannot be overemphasized: Wagner did not deny tonality in the Ring and his later operas; rather, he masterfully exploited its potential for ambiguity via extreme chromaticism, painting in music a world in which every sensible thing – including tonality, the very thing doing the painting – does not “really” exist. Little wonder that Claude Debussy called Wagner “the poisonous old magician,” and that W.H. Auden, saying the same thing with an opposite normative twist, dubbed him “the greatest genius who ever lived.”

Schoenberg was the most devoted advocate of Wagnerian extreme chromaticism. Yet he also took great exception to the formal ramifications of that innovation.4 His objection lay along the same lines as his admiration, because the very ambiguity that forged a new harmonic language had also dissolved the traditional structures of Western art music. For example, in a fugue, a subject or subjects are submitted to contrapuntal development over a series of overlapping statements in different keys. Sonata-allegro form presents an expository section that explores themes in contrasting keys, followed by a development that at length returns the themes to the main key of the piece, etc. Without stable key centers, these forms and others were rendered inchoate. Schoenberg, then, sought to impose structural norms on the new language of harmonic ambiguity. He viewed increasing harmonic ambiguity as historically determined and therefore inevitable, but the accompanying dissolution of structure could not stand for long.5 From the late 1890s through the first two decades of the 20th century, Schoenberg pushed Wagnerian harmonic ambiguities to their limit, eventually composing what is sometimes called “atonal” music, but which Schoenberg dubbed, with greater accuracy, pantonal music. Pantonality consists in the avoidance of single-tonic tonal implications altogether, as opposed to the ambiguity of Wagnerian chromaticism. The razor-thin line dividing one from another is difficult to define. It is better illustrated, ideally, by listening to Schoenberg’s major scores, from the clearly Wagnerian Verklarte Nacht (1899) to the doubtlessly pantonal Gurrelieder (1913).

Eventually, however, the ambition of avoiding single tonalities, and the mentally draining task of note-to-note decision-making that such avoidance entailed, overwhelmed Schoenberg. His solution: “He opted for Wagnerian chromaticism, but then he relentlessly adapted it to creations of Brahmsian autonomy.”6 In the final number of the four piano pieces making up his Op. 23 (1923), Schoenberg deployed the system that Theodor Adorno would call “a comprehensive principle of construction…transformed into an a priori form,”7 and that American composer George Rochberg, after first embracing and then vehemently rejecting it, would term “the pathology of the 20th century.” Borrowing from his hero Brahms the intense manipulation of short melodic motifs instead of long-lined melodies, Schoenberg struck on the idea of treating each pitch sui generis, without reference to any wider concept of “tonality.” Treated thusly, the composer could manipulate cells of notes in an abstract manner, shaping form, not from harmony, but from “objective” patterning.

This was the “Wagner” half of the undertaking. The “Brahms” half consisted of creating a structure to house this new chromatic vocabulary: the variation of the rows by transposition, inversion, and retrograde procedures; in other words, serial composition. In this way, a single row could generate 48 different twelve-tone statements for the composer to manipulate. The result was no longer simple pantonality, but anti-tonality: a sonic struggle to reverse how tones had related to each other throughout centuries of Western art music. To review how this had worked, we can conceive of each of the twelve tones in the collection of chromatic scale as capable of receiving what Thomson calls “pitch focus” to become a tonic. Therefore, each note is a tonic, or a dominant, or a subdominant, etc., depending on which note among the twelve receives pitch focus. Focus on a B-flat as tonic, and F is the dominant. Focus on the F as tonic, and B-flat becomes sub-dominant. On and on this relational interchange goes, and as the focus shifts, the same B-flat that was tonic to itself and subdominant to F becomes dominant to E-flat, a major third to G-flat, a second (the supertonic) to A-flat, etc. It is a kaleidoscope of shifting pitch relations that eventually produces twelve major and twelve minor scales. Such is the syntax of the major-minor system: the deployment of pitches in relation to each other as multiple, interlocking hierarchies. The hierarchy is fluid (giving it the inherent potential for ambiguity so brilliantly exploited by Wagner) because any of the twelve notes can “take turns” being the home pitch, or tonic; in other words, a piece may be in any one of twelve different keys (twenty-four allowing for major and minor deployments), and may change key from passage to passage, or even measure to measure.

This is how each of the twelve tones functions in tonal music – taking turns in a game of sonic hierarchy, playing roles from royalty (tonics and dominants) to peasants (neighboring chromatic tones, perhaps), complete with the possibility of revolution in the form of key changes. Taken as a whole, however, the twelve tones of the chromatic scale are just a vocabulary lacking a syntax, a syntax added only when a single note receives pitch focus and is “made party to hierarchical relationships” by this focus, as Thomson puts it. “As a construct, the chromatic scale is nothing more than a useful representation of pitch resources, a listing of ingredients,”8 lacking the tension of hierarchy that underlies the phenomenon of tonality. This is demonstrable by the fact that the chromatic scale can start on any note and the resulting scale will have the same note-to-note relationship as if one started on any other note. This is not true of the major and minor scales, for which note-to-note relationships must change as the tonic moves from one pitch to the next. Even the whole-note scale, developed to intensity by Debussy, has two possible, mutually exclusive iterations (CDEF#G#A# or C#D#FGAB). But the chromatic scale has only one.

This was exactly what Schoenberg sought to exploit in the idea of dodecaphony: a flat assemblage of notes without hierarchy. No more concern about which key(s) might be present, because the 12-tone row banishes all keys. No more worry about note-to-note procedure, because by avoiding all possible tonal connections in the very form of a piece, one’s path to atonality is smoothed. Manipulate the 48 possible permutations of your original twelve-tone row, and you have composed without fear of having made connections between notes, save in the positive sense that the notes are gathered in proximity to each other (“twelve tones which are related only to one another”).

But there’s an obvious problem. The same flatness of relationship that made the chromatic scale fodder for “equal” treatment of tones divorced it from syntax; indeed, the two statements – “lacking hierarchy” and “lacking syntax” – are restatements of each other. The chromatic scale, played sequentially or arranged as a row, is inherently non-syntactical, and music – all music of all cultures at all times in history to which we have access – had, until this moment in Western history, always exhibited a syntax deriving in some manner from the inherent hierarchic implications of the overtone series. This derivation was not theoretical, but practical. As Thomson writes, it came from “people opening their mouths” and singing.9 Vocal practices were later transferred to instrumental ones. To take a representative example from outside the Western tradition, the drone of the Indian sitar results from the direct observation of the acoustic fact of hierarchical pitch-relations. Six or seven of that instrument’s 17 to 20 strings are fretted, and the player plucks these to produce tones. But the remainder are free-floating strings intended to vibrate along with the pitches produced by the player. They ring in sympathy in accordance with the pitch played; in other words, when a fretted note is played, the amount of resonance exhibited by any certain string will depend on its place in the overtone hierarchy of the plucked note. If the note played is, for example, a “D” (in Western nomenclature), then any string tuned to “A” will resonate boldly, as that is the first pitch in the overtone series of “D” after other “Ds.” A string tuned to “B” will resonate less boldly, and one tuned to “E” still less so, etc. As the player moves from note to note, each individual, sympathetic string resonates at varying levels of intensity, depending on its place in the pitch hierarchy of the note played. This makes the color of the sound shift constantly as the overtone series glides from note to note, altering the hierarchy of its pattern with each change of the fundamental tone.

We must stop here to consider the difference between the two different, but related meanings of “tonality.” As we have noted, all musical cultures, prior to the advent of dodecaphony, have in some manner involved relating notes to one another in a hierarchy. Europe’s major/minor scales and India’s ragas are but two examples. Native America’s cedar flute tradition employs a minor pentatonic scale; traditional Chinese string instruments are played according to the ratios of 1/2, 1/3, 2/3, etc., ratios exactly correspondent to the overtone series. There are no exceptions. It is in this broad sense that all music (except dodecaphony, apparently) is tonal (first meaning): its practice relates in some manner to the inherent hierarchy of the overtone series. But Western musicians often use the word “tonality” to refer to the major/minor scale system that was modern Europe’s particular response to the overtone series (second meaning). This was how Schoenberg meant “tonality,” when, for example, he contrasted it to Europe’s earlier modal system of organization, which involved fewer notes and a less definite sense of the tonic pitch. (This is why medieval chant, which is modal, sounds “floating.”) Modality was tonal in the first sense, like all other music. But it was not tonal in the second sense of exhibiting major-minor scale relationships. Thomson points out that Schoenberg declared modality to be “pre-tonal” (implying the first meaning) because it lacked the diamond-hard relationship of dominant to tonic that characterizes tonality (second meaning). This conflation of tonality/first meaning with tonality/second meaning is all the more confusing because, in its first meaning, tonality allows no “pre-tonal” state; it is an always-already reality of pitched sound.

So, by abandoning tonality in the second sense of the Western major/minor system, and substituting for it a system that expressly undermined any other possible tonal connections in the first sense, Schoenberg made in essence the claim that Western tonality was the only system of tonality-in-the-first-sense that mattered. Tonality-second-sense was the only possible ultimate expression of tonality-first-sense; therefore, Schoenberg reasoned, the time had come to abandon tonality in both its meanings. The advent of serialism, far from being the liberating act its champions professed it to be, was actually a bold example of Eurocentric hubris. Schoenberg conceived of “tonality” narrowly, only in the sense of the European major/minor system, and his (seeming) innovation of dodecaphony was announced from within this system alone. A pall of cultural hegemony hangs over dodecaphony, confirmed by Schoenberg’s most infamous statement regarding his invention of it, from a letter to a friend in 1923: “I have made a discovery which will ensure the supremacy of German music for the next hundred years.”10 Boastfully nationalistic, the statement is also made tragically poignant by the fact of Schoenberg’s Jewish heritage, in light of the coming Holocaust.

Endnotes

1 William Thomson, Schoenberg’s Error.

2 Arnold Schoenberg, “Composition with Twelve-Tones” (1941), Style and Idea: Selected Writings of Arnold Schoenberg, Leonard Stein, ed., trans. by Leo Black, Faber and Faber, 1975, p. 218.

3 Leonard Bernstein, The Unanswered Question: Six Talks at Harvard, Harvard, 1976, p. 231.

4 William Thomson, Schoenberg’s Error, University of Pennsylvania Press, 1991, passim.

5 Note, as this description progresses, a dialectical triad expressed. Tonality (thesis) contains its own self-contradiction as ambiguity (atonality as antithesis), resulting in the synthesis of Schoenberg’s dodecaphony.

6 Ibid., p. 175.

7 Quoted in Stefan Muller-Doohm, Adorno: A Biography, Polity Press, 2005, p. 118.

8 Ibid., p. 88.

9 Ibid., p. 142.

10 Arnold Schoenberg, quoted in Stuckenschmidt, Hans Heinz. 1977Schoenberg: His Life, World and Work, trans. by Humphrey Searle. Schirmer Books, p.277.

Philosophy

Music and Culture


Editor’s note: This address was written for and delivered to an English audience,
though it remains entirely relevant to our own predicament.

Why does today’s Western art music strive so conspicuously for cultural relevance? Why are many of our university music faculties more concerned with cultural theory than with applied music? Why have we lost confidence in historical and applied models of musicology, and moreover in the tonal tradition that forms the basis of the greatest musical heritage known to mankind? In this talk, I will trace the roots of this malaise over the past century. I will explore the ways in which an explicitly Marxist agenda has caused Western art music to abnegate its past, and in doing so, to render itself marginalized in comparison to popular music of chiefly African-American origin. I will also show how political influence has played a large part in the contemporary perception of the Western musical heritage as elitist and thereby culturally taboo.

What makes for good music? Until the First World War there was a general consensus that Western societies valued music that was written with cogency, formal command and structure, and that communicates the higher values of those societies – in which respect we might refer to such words as nobility, beauty and complexity, by which latter term I mean the capacity to reveal hidden levels of meaning upon greater exploration. A major work of Western art music does not merely reflect the human condition, but inspires us beyond our own limitations towards the best of which we are capable.

The experience of good music lifts the spirits, challenges the mind and opens us to the riches of Western civilization. Even works of Western art music which may be considered of lesser stature have the capacity to accord enjoyment from their craft, proportion and charm of execution, in the same way that we may derive pleasure from an Agatha Christie novel despite being aware of its formulaic nature. In the best composers we discover a capacity to surprise and constantly renew their chosen forms with a distinctive individual voice. This renewal leads to organic development and also to experimentation, sometimes with dramatic and effective results.

Although an appreciation of music is probably innate to mankind, it would be a mistake to believe that Western art music will yield up its secrets without an appreciation of its context and techniques. Certainly we can appreciate music that is strongly rhythmic, or that relies on simple repetition for its effects, without much in the way of specialist knowledge. But when encountering a Bach fugue for the first time, many of the uninitiated will be put off by what appears arcane, impenetrable, and difficult to follow. To traverse the unknown region, a roadmap is necessary.

The roadmap comes in the form of understanding both the circumstances in which that piece came to be written – the details of the composer’s biography and the way in which the work in question fits into his output and the overall genre in question – and the means by which the piece makes its effect. The first consideration belongs to the realms of history and musical appreciation. The second belongs to the realm of musical techniques.

If our aim is merely to appreciate music at the level of the amateur, so that we can enrich our lives as a result, we need to go down both of these routes on the roadmap. If our aim is either to write music that is worthy of comparison with that of the masters, or to perform it in some way that does it justice, we need to travel further and explore more widely.

In doing so, we will discover that much of what we consider characteristic of Western thought as regards the melodic and harmonic components of music is in fact the product of observed phenomena of long standing. Writing in Dimensions of Paradise, John Michell says “Long before Pythagoras made his famous experiments with lengths of string and pipe, the relationship between number and sound had been noted, and ancient rulers specified certain lawful scales that had to be followed in all musical compositions. The reason for this was that they recognized music as the most influential of all arts, appealing directly to the human temper, and thus a potential source of disturbance in their carefully-ordered canonical societies.”

The Pythagorean method of tuning is, just like modern equal temperament, a form of syntonic temperament, in which each tuning is the product of powers of the ratio 3:2, giving us the cycle of fifths that is familiar within tonal harmony. Another fundamental of tonal harmony, the chromatic scale, originates in an equalized version of the harmonic series, and this equalization in turn owes its impetus to the just intonation established by Ptolemy of Alexandria. As was established by nineteenth-century theorists Riemann and Hauptmann there is nothing accidental or random about the basis of Western music, or indeed of what we have come to regard as hierarchical tonality. It originates in the observation of mathematical and acoustic phenomena and it is likewise a mathematical sense that illuminates our concepts of musical form, proportion and structure. Sir Thomas Browne had it correct when he said, “For there is a music wherever there is a harmony, order or proportion; and thus far we may maintain the music of the spheres.”

As may therefore be expected, the Western musical tradition places a high emphasis upon codification through a notated score and pre-composition. Indeed, the principal difference between Western and non-Western music lies in the West’s relative disdain for improvisation. Whereas Indian art music, for example, places improvisation at its heart, Western art music relegates improvisation to specific and relatively minor roles – chiefly instrumental cadenzas and melodic embellishments. Because of its codification, Western art music is concerned with music not merely as an act of the moment, to be experienced simply by those present, but as an act of legacy, whereby once a composition has been born, it can enjoy a future that is open to posterity, since its score can be interpreted and reinterpreted by successive generations. This codification is akin to the progression from the collective oral tradition of storytelling at the dawn of mankind to the individual authorship of literary work after writing was discovered. It follows that the interpretation of Western art music is therefore also a complex matter embracing distinct schools of thought and specific techniques with much scope for individual input.

We can see, then, that Western music places a clear divide between its art tradition of codified music and its vernacular tradition of uncodified or improvised folk music. We should not deny the appeal and importance of that vernacular tradition. Indeed, the interchange that occurred between national folk traditions and Western art music in the nineteenth-century brought about a renewal that was far-reaching in its influence. Composers such as Vaughan Williams, for example, not only employ actual English folk music as a basis for art music composition, but also write melodies that are inspired by the contours of folk melody, so that they sound as English as the models that inspired them. This, however, is a conscious transmutation. The use of a folk melody in Western art music is the act of the cultural observer and recorder from the world of codified music, not the act of an authentic folk music exponent for whom notation is incidental to the living improvisatory tradition of that music. Nevertheless, there is a justified claim to superiority for Western art music over that of the improvisatory tradition, in that its premeditation leads to greater melodic, harmonic and structural complexity and thereby to more profound possibilities of expression through an extended form such as the symphony.

The secure foundation established by Western art music has contributed to a flourishing of musical performance as well as high standards of music teaching and of musical literacy in the general public. Even as the growth of radio and television during the twentieth-century made concert-going less popular, the following for Western art music among all sectors of society remained strong, as witnessed by the continuation of the private music clubs (which were a leading employer of young musicians and those with a local, rather than a national, reputation), brass bands, music appreciation societies and amateur choirs and orchestras. Significantly, this was a participatory tradition. Western society viewed engagement with music, even at a modest level, as culturally enriching and as a hallmark of the educated man or woman. Further, music’s strong association with the Church was such as to mark music out as morally improving, for after all were the angels not depicted with harps?

One of the main aspects that characterizes the pre-1914 tradition of Western art music is its confidence. The majority of musicians and music educators were not generally beset by existential angst as to the justification for their art. Tonality was expanded, experimented with and challenged by such composers as Wagner and Debussy, but it would only be a small number of composers who, led by Schoenberg, would deliberately break with tonality. What has been described as the late nineteenth-century crisis of tonality is in fact an organic process that would find its logical conclusion not in Second Viennese School serialism, but instead in what might be described as tonal freedom, whereby composers such as Scriabin or Hindemith would retain a background context of tonally-derived melody and harmony while seeking to enrich that context through the extension of tonality into less familiar territory. In other words, musical renewal rested ultimately not with those extremists who sought to cast away tonality’s naturally-derived basis and replace this with an artificial construct, but with those who saw the horizons of tonality widening rather than narrowing. The music of Sibelius offers us many examples of this new approach to tonality, particularly in his Seventh Symphony. Other examples of such organic development would be the progressive tonality of Nielsen and the highly distinctive harmonic world of Robert Simpson which is firmly rooted in classicism and often based on the opposition of particular intervals or keys.

The theme of the replacement of an organic order with one that is artificial and man-made is not a new one in modern ideas. The idea of cultural struggle, in which an established order is subverted by direct opposition, is likewise familiar. These are Marxist concepts and should be seen as such. Let us be clear; the nineteenth-century crisis of tonality was manipulated for propagandistic purposes as part of a much wider cultural crisis in which Western civilization and culture and their established order came under direct attack from Marxism. The revolution that brought about atonality and serialism was the same ideological revolution that deposed Europe’s crowns and that, at its point of greatest early fulfilment, led to the Communist ascendancy in Russia. As one of its architects, Georg Lukacs, would write, “Who will save us from Western civilization?”

What Lukacs and his fellows abhorred above all was the unique and sacred nature of the individual within the Christian worldview. Lukacs was determined to reduce the individual to a common destiny in a world which, in his words, “had been abandoned by God.” Another leading thinker of this ilk, Walter Benjamin, tells us that “religious illumination,” must be shown to “reside in a profane illumination, a materialistic, anthropological inspiration, to which hashish, opium, or whatever else can give an introductory lesson.” He goes on, “Do not build on the good old days, but on the bad new ones.” If man were to lose his connection to the divine, his only remaining creative option would be political revolt, which, according to Benjamin and his colleagues, would bring about a Marxist revolution.

Of course these developments were not without reaction and resistance. However, what was to be remarkable was the way in which Marxist intellectuals of the Frankfurt School succeeded in the post-1945 period in discrediting conservative reaction by identifying it explicitly with the Third Reich. For the Frankfurt School, creativity was impossible, anyone who adhered to universal truth was an authoritarian and even reason was subject to the shifting sands of critical theory. Culture was to be abolished; a “new barbarism” was to be created through new cultural structures that would increase the alienation of the people. Before long, from the ashes of a war-torn Europe, a surprisingly broad intellectual coalition had formed that supported and funded the Frankfurt School and its front organization, the Institute for Social Research. This gave the Frankfurt School the means to set in place its intellectual undermining of Western civilization.

The major works in which this is done include Theodor Adorno and Max Horkheimer’s Dialectic of Enlightenment of 1944, which gives us the concept of a manipulative culture industry, and The Authoritarian Personality of 1950 by Adorno and others. This latter work was sponsored by the American Jewish Committee and sought to connect the Freud-derived concept of the authoritarian personality to conservative and fascist ideology, and to anti-semitism. It should not be thought that Adorno and Horkheimer were writing with the intention of protecting Jews from prejudice. Rather, they, along with Marx, were opposed to all religions, including Judaism. They wanted to destroy the principles of both Jewish and Christian civilization and force the “scientifically planned reeducation” of Americans and Europeans. While the overtly politicized conclusions of The Authoritarian Personality have since been comprehensively disproven, they were not disproven quickly enough to prevent their cultural influence becoming widespread in the post-war years and even today. Indeed, they remain foundations for many of the ideas that are dominant in today’s academy.

We should look particularly carefully at the legacy of Adorno. Adorno as a pupil of Schoenberg and Berg believed that composers should relate to the past as a canon of taboos rather than a canon of models for emulation. His concept of art was also structured on that of Marxist Kulturkampf, in that he saw the duty of art to be “corrosively unacceptable” to the sensibilities of the middle class, and therefore to be a succession of shocking, difficult and obscure events.

The Adornoist concept has the advantage of wrapping music up in an impenetrable web of self-meanings. It means that music structured on these lines is likely to be theoretically extremely complex, divorced from significant cultural reference, emotionally arid and exceptionally difficult both to play and to listen to. Of the thousands of works written during the post-war years in this style, not a single one has attained genuine public popularity. They speak only to an elite, and that elite is specifically ideologically driven. As far as many executant musicians are concerned, they are indeed tolerated but not loved. Indeed, many would say that one might just as well love industrial noise as the work of Stockhausen and the post-war Darmstadt School, for all its undoubted intellectual accomplishment. What is created is effectively non-music, non-art, because of its rejection of the musical values that I outlined at the beginning of this talk. It preserves something of the colour, the instrumentation, the dynamic variety of Western art music, but it ignores what David Hellewell has called “music’s unique language; the dialectic of notes.” Even Adorno admitted that atonalism was sick, but as he said, “the sickness, dialectically, is at the same time the cure…The extraordinarily violent reaction protest which such music confronts in the present society…appears nonetheless to suggest that the dialectical function of this music can already be felt…negatively, as ‘destruction.’”

Moreover, Adornoism gives itself a license to view the past through its own distorting Freudian prism; for example, Adorno believed that the chord structure of late Beethoven was striving to be atonal, but Beethoven could not bring himself consciously to break with the structured world of Congress of Vienna Europe. For Adorno, an individual such as Beethoven was not autonomous and acting with free will, but was instead the prisoner of unconscious historical forces. Such arguments are merely Trojan horses for Marxism, since they can rewrite history according to an unlimited degree of political interpretation.

The effect of this movement on Western art music has been disastrous. Because Adornoist music cannot exist without significant public subsidy and is explicitly Marxist in its aesthetic, the general tendency of governments to become more controlling with regard to the arts in the post-war period has had a field-day. Without the government supporting the Adornoists, they would have failed in a blink of an eye when subjected to the popular market. When William Glock became director of the BBC Third Programme in 1959 he presided over a decade in which the Adornoist avant-garde was given public support while dissenters were consciously suppressed. Yet this support achieved nothing in terms of producing a wider popularity outside the limited circle of initiates. Rather, it furthered the fragmentation of our musical culture and an alienation of the West from its cultural heritage.

A combination of centralising tendencies and Marxist ideology with a decline in support for composers who do not fit the Adornoist and government image of what they should be, has left multiple generations without access to new music in the classical tradition which has the prospect of speaking directly to them. I can assure you that this tradition has been there – in the music of such post-war figures as Howells, Ferguson, Arnold, Lloyd and Arthur Butterworth – all of which have written vital and much underrated music – but even though all but the last are dead, their music remains largely sidelined by the mainstream today. They have become a narrowly specialist taste, and one that is nowadays increasingly dismissed as socially elitist and thus contrary to the egalitarian zeitgeist.

The concept of an official line on what composition should be – so very Soviet in its way – has led also to a situation where it is axiomatic that musicians be if not actively Marxist, then at least tolerant of working within that ideological framework. This gives us “luvvies for Labour”; it also means that those who doubt the left-wing consensus are afraid to speak out for fear of losing their livelihoods. The constraining ideological framework is not always obvious; it is often a superstructure far above the head of the individual musician, but it is there nonetheless. Orchestras, for example, are highly unionized organizations; the Musicians’ Union negotiates standard fees and terms of employment for orchestral musicians, and it in turn affiliates to the TUC and the Labour Party.

As soon as the Frankfurt School saw the burgeoning of mass entertainment and popular music they seized upon it as a means of Marxist dialectic. One of the most interesting aspects of pop music is that it is concerned largely with a group aesthetic and with the reproduction of the same experiences – musical stereotypes – that are already established as commercially successful. For Adorno, this stereotyping meant that exposure to pop music disengaged the mind, making the experience of music less sacred and increasing alienation, a process which he called “demythologizing”. In addition, pop music was largely non-Western in its origins, consisting of commercialized versions of African, Afro-American and Afro-Caribbean folk music. Adorno says, “contemporary listening…has regressed, arrested at the infantile stage. Not only do the listening subjects lose, along with the freedom of choice and responsibility, the capacity for the conscious perception of music…[t]hey fluctuate between comprehensive forgetting and sudden dives into recognition. They listen atomistically and dissociate what they hear, but precisely in this dissociation they develop certain capacities which accord less with the traditional concepts of aesthetics than with those of football or motoring. They are not childlike…but they are childish; their primitivism is not that of the undeveloped, but that of the forcibly retarded.”

It is significant that every time mainstream pop music has tried to move beyond stereotype – as is the natural tendency of human creativity – there have been powerful forces dragging it back. Time and again during the 1960s and 1970s, jazz and pop music moved forward because of engagement with aspects of the Western art music tradition. The work of George Martin, Gil Evans, Charles Stepney, Claus Ogerman and those working in progressive rock drew directly on Western art music to create art music from the roots of pop music. In addition, an entire genre of music grew up – labelled “easy listening” – that presented jazz and pop music in arrangements that were considered more acceptable to those whose ears were attuned to art music. All of this resulted in a brutal record industry reaction in the late 1970s in which the nihilism and Leftism of punk and electronic music was vaunted and primitivism embraced once more. In the past two decades a further development has taken place, in which we are for the first time confronted by the phenomenon of all but the elderly having grown up in the post-1945 era and thus having been targeted since youth as consumers of pop music. This has allowed pop music finally to displace Western art music within the media and within our education system, as pop is now held by the decision-makers concerned to be culturally equal if not superior to its art music counterpart.

Those who perform Western art music have inevitably seen the landscape of their profession altered totally by this cultural shift. The former confidence in the cultural value of what they do has been replaced by an insecurity of purpose; a questioning of their very reason for existence. The contemporary focus on the physical appearance of classical artists and on short, memorable pieces as the vehicle for their success belongs to the world of pop. What it is not is the popularisation of classical music. Rather, it is the dumbing down of the Western art music tradition by presenting it with the same commercial values as pop music, with attendant assumptions of limited shelf-life and quick profits rather than long-term viability. What more can we expect when the Chairman of Universal Music Group considers that classical music is “rather unwelcoming” and “a bit like an elitist club”.

Artistic quality is now judged more on the basis of record company and media hyperbole than by an educated public, because that public has been systematically disempowered from the ability to exercise meaningful artistic judgement. The loss of the live concert experience as part of our culture has been more visible in Britain than on the Continent, but it is perhaps most obvious in the loss of community and amateur music-making dedicated to the Western art music tradition and even home listening in the form of the radio and recordings. Increasingly, that tradition is losing its hold as its exponents and enthusiasts become older and die off, being supplanted or even replaced altogether by pop music. One has only to listen to Desert Island Discs to become painfully aware that for many men and women who occupy leading roles in our society, who are otherwise educated and sensitive human beings, Western art music is something as remote to them as the planet Jupiter. Indeed, the Culture Secretary tells us that he never listens to Radio 3, and prefers Classic fM, which he finds “accessible and informal” – and this despite the fact that today’s Radio 3 falls over itself to dumb down, fetishize youth, and employ announcers whose gauche chumminess must be making Cormac Rigby and Patricia Hughes turn in their graves.

Shortly after the election of the New Labour government in 1997, those responsible for British music education were essentially told that they would be compelled to embrace the Government’s educational priorities. Those priorities were towards Leftist multiculturalism and political correctness, and to the replacement of education with vocational training in pursuit of a social engineering agenda. Institutions would no longer be permitted to be determinedly exclusive in their admissions policies; the focus on excellence was seen as “disenfranchising people”.

Interestingly, this development presaged the cult of the amateur and the disparaging of expert status that has since become such a prevalent feature of the Internet. It owes its roots, of course, to the prevalence of postmodernism, itself an ideology owing much to Marx. Once the idea that there are central concepts of value or meaning that run through all good music can be thrown aside, or that critical rationalism is a basis for assessing the worth of a statement that lies outside of the realm of pure opinion, the ground is clear for all sorts of phony replacements.

Above all, what is promoted is a closed, totalitarian arts system. It is a system where government funding creates an expensive elite based on ideology, not ability. It remains dedicated to the Adornoist means whereby Western art music is to be subverted: firstly by the promotion of art music whose ideology is that of alienation, which is by definition anti-populist, and where complexity and obscurity of method are valued highly. Secondly, pop music is endorsed by the arts establishment and with it the concept that anyone, regardless of ability, can become a pop star instantly simply through winning a television talent contest and receiving media promotion. Music education now gives less emphasis to the history and techniques of Western art music and more to free expression and improvisation. Indeed, there are in our schools, according to Sir Peter Maxwell Davies (Master of the Queen’s Music), “music teachers who thought that even to teach standard western musical notation was to indulge in extreme elitism, claiming that it would inhibit the children’s creativity, and was alien to the “working class values of ordinary people.”

Increasingly, cultural relativism is a third means of attacking the West; non-Western music is given equality if not priority with Western art music both in our education system and increasingly in arts funding. Concepts such as “diversity” and multiculturalism in general are part of this trend. In his excellent book, “Cultural Revolution, Culture War”, Sean Gabb reminds us that, “In October 2003, the Association of British Orchestras organised a symposium on Cultural Diversity and the Classical Music Industry, and effectively required attendance from every classical music organisation in England larger than a string quartet. Among those addressing the symposium was Professor Lola Young, Head of Culture at the Greater London Authority. She said: ‘We must change the look of the classical music industry.’ She was supported by Roger Wright, head of BBC Radio 3, who confessed that everyone at the BBC now underwent ‘diversity training.’” Practitioners of Western art music have a new-found obsession with “relevance” – they must make the case for their existence in a society that once considered them a vital element of their culture.

In a climate of austerity and cultural hostility, the vital structures that support and nurture Western art music have been placed under unprecedented stress. Local councils have discontinued elements of their music services and, driven by opposition to elitism, ended their support of assisted places at the junior departments of the conservatoires. Western art music classes and activities in publically-funded adult further education have been cut drastically. Meanwhile, the Church, once responsible for the development of young musicians through its choral tradition, has also increasingly replaced Western art music with pop. Our present Archbishop of Canterbury, who had African drummers and Punjabi music at his installation ceremony, has declined the customary office of vice-patron of the Royal College of Organists that his predecessors have held since the foundation of the College in 1864.

Let us move on to consider what is taught in our university music departments that concern themselves with Western art music – that is to say, those which have not closed under the recent funding pressures. Presaging New Labour by a couple of years came the movement entitled the “new musicology,” also called cultural or critical musicology, a jackdaw hybrid of gender and queer studies, cultural theory, post-structuralism, postcolonial studies and the theorising of Adorno and Benjamin.

What is notable in the “new musicology” is how little of originality it contains. It is as if someone were to gather up the most leftist elements of university teaching and then unite them in a single Marxist behemoth. There is psychology, of course, and pointless theorising as to whether one can tell whether Schubert was gay or not from his use of the German sixth. There is cultural theory a-plenty, the return of extended prose written in numbered paragraphs, and the meaningless, self-referential cant of structuralism and post-structuralism. Indeed, Professor Lawrence Kramer has said that in order to survive, musicology must embrace a network of “postmodernist strategies of understanding.” To appease the multiculturalists, ethnomusicology has now taken much of the space and funding formerly allocated to dead white males, meaning that the folk songs of obscure Third World tribes are now accorded the importance that the powers-that-be feel they deserve. Feminism of a particularly assertive kind has been allowed free rein, determining among other things that sonata form is sexist and misogynist. Here, we are no longer talking about music as music, but instead music, in the words of Professor Susan McClary, “as a medium that participates in social formation.”

What the new musicologists have done is effectively set up a straw man in order to justify their ideological lurch. That straw man is the idea that music has no meaning and no political or social significance. As Charles Rosen points out, with the exception of nineteenth-century critic Hanslick, it is doubtful whether anyone has ever actually believed this. Rather, there has always been what we might refer to as a divine fusion in the performance of music between what is deemed to be the composer’s meaning and significance and that overlaid or recreated by the performer, and then a third overlay of meaning and significance by the listener. Not only are those perceptions likely to differ between individuals, they may well differ among the same individuals on different occasions, depending on emotional state. Even the eminent may legitimately see different and contradictory things in a musical work.

The authoritarianism inherent in Adorno’s vision is equally prevalent in the new musicology. New musicologists usually seem to be telling us what to think and what to feel when we listen to music. By imposing meaning they present their opinion as dogma. By refusing to acknowledge the essential subjectivity that is at the heart of musical meaning they deny the individual the right to experience music in his or her own way and – heaven forbid – to use cultural references that are not chosen from the fashionable Left. The result is an edifice built on sand; once one does not accept the authority of the critic to dictate significance and meaning, much of what remains is merely ideological cant. Does the recapitulation of the first movement of Beethoven’s Ninth represent “the throttling murderous rage of a rapist incapable of attaining release”? Susan McClary published just that analysis, which to my mind is an excellent illustration of the way that this mode of discourse has a tendency to lapse into self-indulgent fantasy.

The aim of all this is, of course, to offer a further justification for the Adornoist position. By connecting music with other disciplines, links are created that are harder to break and that make music harder to isolate within the academy. By borrowing highly obscure modes of language and reference from those disciplines, and talking about music in terms of cultural or critical theory, new musicologists make it more difficult to discuss their work in anything other than its own terms, unless the critic stands wholly outside their viewpoint. They also fulfil Marxism’s inherent self-hatred by focussing on the effort expended in method and execution rather than the value or intelligibility of the results. And by ensuring that those disciplines chosen support the broadly Adornoist view – in other words that they support the concept of paternalistic, nanny-knows-best culture ruled by experts who tell the underclass what to like and what to think, they create a perfect ideological fit with academia’s Leftist zeitgeist and with the culture industry as defined by New Labour and left unchallenged by our present government.

What we are witnessing is effectively the continuation of the process that drove Western tonal music underground under the weight of post-war ideology. Traditional musicologists and music historians are no longer welcome in British academia unless they are willing to accept the new musicology. Indeed, Lawrence Kramer has said, “The theories that ground [postmodernist] strategies are radically anti-foundationalist, anti-essentialist, and anti-totalizing. They emphasize the constructedness, both linguistic and ideological, of all human identities and institutions. They insist on the relativity of all knowledge to the disciplines–not just the conceptual presuppositions but the material, discursive, and social practices–that produce and circulate knowledge. While often disagreeing with each other, poststructuralists, neopragmatists, feminists, psychoanalytic theorists, critical social theorists, multiculturalists and others have been changing the very framework within which disagreement can meaningfully occur.” Once you can control disagreement, there’s not much else that isn’t within your power.

I conclude, then, with an exhortation. To listen to and to play or sing Western art music is now a counter-cultural act. It is an act of profound rebellion against our politically correct Cultural Marxist zeitgeist as well as being a source of pleasure, moral and spiritual improvement, and enhanced appreciation of the connection between the human and the divine. Let us not be afraid to relegate pop music to its proper place, to embrace our Western art music heritage and to resolve to make it a central part of our lives as educated men and women. Whether in our local community or nationally, let us support those who perform and teach this heritage, and let us give particular attention to the riches that are to be found in the music of our own island and culture; supporting organizations such as the English Music Festival which celebrate it, and independent record companies such as Chandos and Hyperion who have devoted much time and expense to producing first-rate recordings of it. And let us never forget these words of Bulwer-Lytton: “Music, once admitted to the soul, becomes a sort of spirit, and never dies.” If we care for our souls as we should, let us nourish them with good music, and let us then become better people for doing so.

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